DFX Intelligence
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Feed of 09/15/2026
Also filed as D•••• P••• A•••••
At current firm
2 y
since Oct 3, 2023
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 3, 2023 · New York, Ny
- F•••••• F•••••••• A•••••••• L•• BD affiliatedOct 5, 2021 to Dec 10, 2021 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- F•••••• F•••••••• A•••••••• L•• to M••••• S••••••left Dec 10, 2021, registered Oct 3, 2023 (662 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address