DFX Intelligence
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J••••• C••••••••• H••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Fairfield, Ia IAPD 7467352
As of · the IAPD feed; also filed as J••• H••••••••• H••••••
- At current firm
- 4 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since May 31, 2022
As of · the IAPD feed; also filed as J••• H••••••••• H••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 31, 2022 · Lakebay, Wa
- W•••• F•••• A••••••• wirehouseMar 2, 2022 to Jun 3, 2022 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 3, 2022, registered May 31, 2022 (-3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 3, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address