DFX Intelligence
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Registered advisor
A••••• D••• T••••
Feed of 09/15/2026
Also filed as A••••• D••••••••
At current firm
0 y
since Apr 16, 2026
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 16, 2026 · San Ramon, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 8, 2024 to Feb 20, 2026 · Livermore, Ca
- W•••• F•••• A••••••• wirehouseApr 10, 2022 to Mar 29, 2023 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Feb 20, 2026, registered Apr 16, 2026 (55 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 29, 2023, registered Jul 8, 2024 (467 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedFeb 20, 2026 · Advisor changed firm · fact
- ••• LockedMar 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address