DFX Intelligence
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Feed of 09/14/2026
Also filed as P••••• A••• H•••••••• A• P•••••
At current firm
1 y
since Jan 28, 2025
In the industry
21 y
since Aug 1, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 28, 2025 · Blue Ridge, Ga
- O•••• W•••••• I••• BD affiliatedSep 30, 2022 to Dec 31, 2023 · Blue Ridge, Ga
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to E••••• J••••left Dec 31, 2023, registered Jan 28, 2025 (394 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address