DFX Intelligence

RIA Intelligence

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Registered advisor

S••••• G••••• W•••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseAbilene, Txdual registrantIAPD 7519237

Feed of 09/23/2026

Also filed as S••••• W••••••••• G• W•••••••••

At current firm

0 y

since Sep 22, 2026

In the industry

15 y

since Aug 1, 2011 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Sep 22, 2026 · Abilene, Tx

L•• F•••••••• L•• BD affiliated
Dec 2, 2024 to Aug 17, 2026 · San Diego, Ca
F•••• C•••••• A••••••• S••••••• BD affiliated
Sep 26, 2022 to Dec 3, 2024 · Abilene, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 17, 2026, registered Sep 22, 2026 (36 days) · Affiliated broker-dealer or bank to wirehouse
F•••• C•••••• A••••••• S••••••• to L•• F•••••••• L••
left Dec 3, 2024, registered Dec 2, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

••• Locked
Sep 22, 2026 · Advisor registered · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address