DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

First Command Advisory Services

Broker-dealer affiliated wealth managerFort Worth, TexasCRD 281958SEC 801-56942websiteIAPD
Latest filing Jul 21, 2026
First filing on the tape Nov 6, 2015 · 52 filings
SEC status approved since Jul 28, 2005
RAUM
$24B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$24B individuals and HNW
Advisors
1,034
registered through the firm on IAPD
RAUM per advisor
$23.6M
derived; firm RAUM over IAPD count
Employees
1,787
1,155 advisory (5.B.1)
Offices
186
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$24B as of Jul 21, 2026
Dec 18, 2015$9.6B then
HNW client RAUM$4.3B as of Jul 21, 2026
Jan 2, 2018$638M then
State-registered IARs (5.B.3)1,155 as of Jul 21, 2026
Dec 18, 2015733 then
Employees (5.A)1,787 as of Jul 21, 2026
Dec 18, 2015887 then
Private funds: no history
RAUM +11% over the last fiscal year-75% a year over threeIARs 1,155 to 1,155
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$23.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
110derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.1MderivedHNW RAUM over HNW clients
Average account
$215,065derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
5.5derived187 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.1%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Financial planning clients
35,500reportedItem 5.H
Wrap fee program
$24BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$20B82%
  • High-net-worth individuals$4.3B17%
  • Corporations and businesses$50.8M0.2%
  • Charitable organizations$5.2M0.0%
  • Pension and profit-sharing plans$2.9M0.0%
Individual clients
109,659reported
HNW clients
3,852reported
Pension plan clients
4reported
Charitable clients
27reported
Accounts
113,591reported
Financial planning clients
35,500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1232.0derived
Advisors registered through the firm
1,035 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Harvey Leroy PullenFort Worth, Tx Dec 15, 201536 y1
Wesley Alan MlcakCertified Financial PlannerFort Worth, Tx Dec 15, 201524 y1
Thomas Howard RushCertified Financial Planner, Chartered Financial ConsultantFort Worth, Tx Dec 15, 201541 y1
Raquel Salas BramascoCertified Financial PlannerFort Worth, Tx Dec 15, 201511 y0
Jeffrey Alan LutherCertified Financial PlannerEnterprise, Al Dec 15, 201540 y1
Robert Emil JorgensenLeavenworth, Ks Dec 15, 201535 y1
Robert Jamon WilsonPittsburgh, Pa Dec 15, 201512 y0
John Harold MasonChartered Financial ConsultantReno, Nv Dec 15, 201511 y0
Stephen Eric BrownFort Worth, Tx Dec 15, 201512 y0
Scott Allen BandyFort Worth, Tx Dec 15, 201511 y0
Arnold CsanWilliamsburg, Va Dec 15, 201512 y0
Jordan Keene PattersonCertified Financial Planner, Chartered Financial ConsultantLakewood, Wa Dec 15, 201512 y0
Eric Dean BrunkenFort Worth, Tx Dec 15, 201511 y0
Michael Keith ParkerChartered Financial ConsultantLouisville, Ky Dec 15, 201535 y0
Jason Ronald SuryaSan Diego, Ca Dec 15, 201516 y2
Benjamin Neil LievestroCertified Financial PlannerAlexandria, Va Dec 15, 201517 y1
Daniel W TomlinsonCertified Financial PlannerFort Worth, Tx Dec 15, 201514 y0
Michael Glen BeckerAnnapolis, Md Dec 15, 201512 y0
Joshua Thomas ShirleyArlington, Tx Dec 15, 201522 y0
Jessica Elaine BlaisdellFort Worth, Tx Dec 15, 201514 y0
Ralph BoeckmannFairfax, Va Dec 15, 201513 y0
Christian Garrett SnookCertified Financial PlannerBoiling Springs, Pa Dec 15, 201512 y0
Michael Gentry BrownFort Worth, Tx Dec 15, 201519 y0
Ashley Kay DurbinCertified Financial Planner, Chartered Financial ConsultantFort Worth, Tx Dec 15, 201517 y2
Kendall Ann MatthewsColumbia, Sc Dec 15, 201513 y0
Jeffrey N AndersonEvans, Ga Dec 15, 201515 y0
Alan John WesenbergFort Worth, Tx Dec 15, 201512 y0
William Conrad ReuterCertified Financial PlannerFort Worth, Tx Dec 15, 201512 y0
John David CermakCertified Financial PlannerArlington, Va Dec 15, 201537 y1
Marco Luis ContrerasFort Worth, Tx Dec 15, 201513 y0
James Allen LeachChartered Financial ConsultantFort Worth, Tx Dec 15, 201527 y1
Rebecca Lynn CochranFort Worth, Tx Dec 15, 201519 y0
Timothy Brian MeyersFort Worth, Tx Dec 15, 201523 y0
William Lee BartelsTucson, Az Dec 15, 201519 y0
Kimberly Kelly ProvoFort Worth, Tx Dec 15, 201525 y0
John DebuskPensacola, Fl Dec 15, 201516 y0
Edward John DaffronCertified Financial PlannerEl Paso, Tx Dec 15, 201523 y1
Timothy JosephYorktown, Va Dec 15, 201525 y1
Brandon Michael MasseyFort Worth, Tx Dec 15, 201522 y2
Gerardo Vincent PanettaFort Worth, Tx Dec 15, 201546 y0
All 1,035 advisors at First Command Advisory Services
Advisor movement
66 left, 48 joined in 12 months
net -18 in 12 months13 left in 90 days14 joined in 90 daysdeparture rate 6.4% of current headcount198 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Katherine Tina Caddell · Vice President, Operationscontrol
    since 07/2023 · owns less than 5%
  • Elizabeth Heidi Cerbone · Vice President And Treasurercontrol
    since 10/2020 · owns less than 5%
  • Denise Veronica Hammond · Senior Vice President - Chief Compliance Officercontrol
    since 04/2020 · owns less than 5%
  • Dean Frank Smith · Senior Vice President - Chief Information Security Officer & Chief Technology Officercontrol
    since 04/2024 · owns less than 5%
  • Duane Mark Steffe · President And Ceocontrol
    since 01/2020 · owns less than 5%
  • Eric Chartan · Senior Vice President, Chief Legal Officer
    since 10/2024 · owns less than 5%
  • James Casey Griffin · Senior Vice President, Chief Compliance Officer
    since 11/2025 · owns less than 5%
  • Marie Kelleen Richter · Executive Vice President, Chief Operating Officer
    since 02/2025 · owns less than 5%
Entity owners
  • First Command Financial · Stockholder/Owner
    direct · owns 75% or more
  • First Command Financial Services, Inc. · Stockholder/Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • First Command Bank
    n
  • First Command Financial Planning, Inc.
    broker-dealernRAUM $9.7B
  • First Command Europe Ltd.
    investment advisern
  • First Command Insurance Services, Inc
    real estaten
  • First Command Life Insurance Co.
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Fort Worth, Tx · principal1,03422515
Colorado Springs, Co2363
San Antonio, Tx2120
Virginia Beach, Va2030
Alexandria, Va1950
Clarksville, Tn1850
Fayetteville, Nc1760
Newport News, Va1610
Woodbridge, Va1630
Tampa, Fl1660
San Diego, Ca1541
Chesapeake, Va1530
Stafford, Va1550
Fairfax, Va1531
Arlington, Va1410
Papillion, Ne1421
Shalimar, Fl1320
El Paso, Tx1321
Oklahoma City, Ok1120
Pensacola, Fl1131
Offices
Schedule D 1.F, the 25 largest
  • Killeen, TX15 employees
  • Alexandria, VA14 employees
  • Layton, UT13 employees
  • Newport News, VA13 employees
  • San Diego, CA13 employees
  • Colorado Springs, CO13 employees
  • Lakewood, WA12 employees
  • Papillion, NE12 employees
  • Shalimar, FL12 employees
  • Columbus, GA12 employees
  • Tampa, FL12 employees
  • Colonial Heights, VA12 employees
  • Clarksville, TN11 employees
  • Woodbridge, VA11 employees
  • Leavenworth, KS11 employees
  • Oklahoma City, OK11 employees
  • Arlington, VA9 employees
  • Colorado Springs, CO9 employees
  • Pensacola, FL9 employees
  • Aiea, HI9 employees
  • Fairfax, VA9 employees
  • Stafford, VA9 employees
  • Aurora, CO8 employees
  • Chesapeake, VA8 employees
  • San Antonio, TX7 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Jul 21, 2026
    HAMMOND, VERONICA, DENISE (SENIOR VICE PRESIDENT - CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-04-25 and 2026-07-21
    peers: affiliated wealth managers, $20B and over (50)
Data quality: RAUM $18,868,933,068 then $1,572,496,676,275 then $17,481,650,839 on consecutive annual amendments (2023-02-21, 2024-01-05); the middle value is likely a filing error
What changed
consecutive filings, newest first
  • Accounts · 110,166 to 113,591
    Nov 14, 2025 to Dec 26, 2025
  • Corporate clients · 55 to 49
    Nov 14, 2025 to Dec 26, 2025
  • HNW clients · 3,066 to 3,852
    Nov 14, 2025 to Dec 26, 2025
  • Individual clients · 107,013 to 109,659
    Nov 14, 2025 to Dec 26, 2025
  • Pension plan clients · 5 to 4
    Nov 14, 2025 to Dec 26, 2025
  • Discretionary RAUM · $22B to $24B
    Nov 14, 2025 to Dec 26, 2025
  • HNW RAUM · $3.3B to $4.3B
    Nov 14, 2025 to Dec 26, 2025
  • Individual RAUM · $19B to $20B
    Nov 14, 2025 to Dec 26, 2025
  • Pension RAUM · $4.6M to $2.9M
    Nov 14, 2025 to Dec 26, 2025
  • RAUM · $22B to $24B
    Nov 14, 2025 to Dec 26, 2025
  • Financial planning clients · More than 500 to More than 500
    Apr 16, 2025 to Jul 30, 2025
  • Assets in custody · unset to 21080525299.0
    Oct 30, 2024 to Apr 16, 2025
  • Accounts · 107,959 to 110,166
    Oct 3, 2024 to Oct 30, 2024
  • Advisory employees · 1,050 to 1,155
    Oct 3, 2024 to Oct 30, 2024
  • BD registered reps · 1,120 to 1,232
    Oct 3, 2024 to Oct 30, 2024
  • Charity clients · 26 to 27
    Oct 3, 2024 to Oct 30, 2024
  • Corporate clients · 49 to 55
    Oct 3, 2024 to Oct 30, 2024
  • HNW clients · 1,625 to 3,066
    Oct 3, 2024 to Oct 30, 2024
  • Individual clients · 106,254 to 107,013
    Oct 3, 2024 to Oct 30, 2024
  • Employees · 1,625 to 1,787
    Oct 3, 2024 to Oct 30, 2024
  • State-registered IARs · 1,050 to 1,155
    Oct 3, 2024 to Oct 30, 2024
  • Other offices · 176 to 186
    Oct 3, 2024 to Oct 30, 2024
  • Discretionary RAUM · $17B to $22B
    Oct 3, 2024 to Oct 30, 2024
  • HNW RAUM · $1.7B to $3.3B
    Oct 3, 2024 to Oct 30, 2024
  • Individual RAUM · $16B to $19B
    Oct 3, 2024 to Oct 30, 2024
  • Pension RAUM · $3.6M to $4.6M
    Oct 3, 2024 to Oct 30, 2024
  • RAUM · $17B to $22B
    Oct 3, 2024 to Oct 30, 2024
  • Accounts · 105,424 to 107,959
    Oct 19, 2023 to Jan 5, 2024
  • Advisory employees · 947 to 1,050
    Oct 19, 2023 to Jan 5, 2024
  • BD registered reps · 1,020 to 1,120
    Oct 19, 2023 to Jan 5, 2024
  • Charity clients · 30 to 26
    Oct 19, 2023 to Jan 5, 2024
  • Corporate clients · 54 to 49
    Oct 19, 2023 to Jan 5, 2024
  • HNW clients · 1,217 to 1,625
    Oct 19, 2023 to Jan 5, 2024
  • Individual clients · 104,118 to 106,254
    Oct 19, 2023 to Jan 5, 2024
  • Employees · 1,526 to 1,625
    Oct 19, 2023 to Jan 5, 2024
  • State-registered IARs · 947 to 1,050
    Oct 19, 2023 to Jan 5, 2024
  • Discretionary RAUM · $16B to $17B
    Oct 19, 2023 to Jan 5, 2024
  • HNW RAUM · $1.2B to $1.7B
    Oct 19, 2023 to Jan 5, 2024
  • Individual RAUM · $14B to $16B
    Oct 19, 2023 to Jan 5, 2024
  • Pension RAUM · $3.3M to $3.6M
    Oct 19, 2023 to Jan 5, 2024
Signals
60 dated events
  • Kasey Jo Beauchemin registered as an investment adviser representative at First Command Advisory Services
    Sep 15, 2026 · Advisor registered · fact
  • Austin Dale Edmunds left First Command Advisory Services for Tritonpoint Wealth, LLC (registered 2026-09-14)
    Sep 11, 2026 · Advisor changed firm · fact
  • Chad Mcclintock Holland left First Command Advisory Services for LPL Financial LLC (registered 2026-09-14)
    Sep 11, 2026 · Advisor changed firm · fact
  • Abigail Marie Mcdaris Woods left First Command Advisory Services for Navy Federal Investment Services, Llc (registered 2026-08-10)
    Sep 10, 2026 · Advisor changed firm · fact
  • Travis J Hooser left First Command Advisory Services for Pnc Wealth Management (registered 2026-09-04)
    Sep 10, 2026 · Advisor changed firm · fact
  • Randall Warren Harris left First Command Advisory Services for Lpl Financial Llc (registered 2026-09-01)
    Sep 8, 2026 · Advisor changed firm · fact
  • Gregory Mabra left First Command Advisory Services for Edward Jones (registered 2026-08-20)
    Aug 21, 2026 · Advisor changed firm · fact
  • Roman Ortega left First Command Advisory Services for Corrales & Co. (registered 2026-07-20)
    Jul 14, 2026 · Advisor changed firm · fact
  • Ashley Watts Crane left First Command Advisory Services for Savvy (registered 2026-07-31)
    Jul 8, 2026 · Advisor changed firm · fact
  • Emily Cronkey left First Command Advisory Services for Empower Advisory Group, Llc (registered 2026-07-23)
    Jul 7, 2026 · Advisor changed firm · fact
  • Christopher Cantrell Tucker left First Command Advisory Services for Buck Wealth Strategies, Llc (registered 2026-09-01)
    Jul 6, 2026 · Advisor changed firm · fact
  • Carl Rene Alvarez left First Command Advisory Services for Cambridge Investment Research Advisors, Inc. (registered 2026-08-03)
    Jul 6, 2026 · Advisor changed firm · fact
  • Quinten Michael Lewandowski left First Command Advisory Services for Transamerica Retirement Advisors, Llc (registered 2026-08-06)
    Jul 1, 2026 · Advisor changed firm · fact
  • Jody C Knutsen left First Command Advisory Services for Invicta Financial Group (registered 2026-07-01)
    Jun 23, 2026 · Advisor changed firm · fact
  • Austin David Jones left First Command Advisory Services for Solano Wealth Advisors (registered 2026-06-04)
    Jun 4, 2026 · Advisor changed firm · fact
  • Matthew Paul Rose left First Command Advisory Services for Invicta Financial Group (registered 2026-07-23)
    Jun 3, 2026 · Advisor changed firm · fact
  • Jayden Patterson left First Command Advisory Services for Wells Fargo Advisors (registered 2026-05-19)
    May 19, 2026 · Advisor changed firm · fact
  • William E Eldridge left First Command Advisory Services for Osaic Wealth, Inc. (registered 2026-05-13)
    May 19, 2026 · Advisor changed firm · fact
  • Daniel Maurino left First Command Advisory Services for Raymond James & Associates, Inc. (registered 2026-05-11)
    May 12, 2026 · Advisor changed firm · fact
  • James Hampton Nash left First Command Advisory Services for Clark Wealth Partners, Llc (registered 2026-07-22)
    May 5, 2026 · Advisor changed firm · fact
  • Nikolaos Kostakis left First Command Advisory Services for J.P. Morgan Securities Llc (registered 2026-06-10)
    May 5, 2026 · Advisor changed firm · fact
  • David Joshua Marr left First Command Advisory Services for Lpl Enterprise, Llc (registered 2026-05-05)
    Apr 30, 2026 · Advisor changed firm · fact
  • Michelle Makynen left First Command Advisory Services for J.P. Morgan Securities Llc (registered 2026-04-24)
    Apr 29, 2026 · Advisor changed firm · fact
  • Shima Emami left First Command Advisory Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-05-07)
    Apr 29, 2026 · Advisor changed firm · fact
  • Jesse Michael Underwood left First Command Advisory Services for Lpl Financial Llc (registered 2026-04-02)
    Apr 14, 2026 · Advisor changed firm · fact
  • Brandon Michael Cisneros left First Command Advisory Services for Voya Financial Advisors, Inc. (registered 2026-05-11)
    Apr 9, 2026 · Advisor changed firm · fact
  • Caleb Soukhamneut left First Command Advisory Services for Fisher Investments (registered 2026-08-11)
    Apr 9, 2026 · Advisor changed firm · fact
  • Mark Frederick Parcells left First Command Advisory Services for Osaic Wealth, Inc. (registered 2026-04-27)
    Apr 9, 2026 · Advisor changed firm · fact
  • Sebastian Castano left First Command Advisory Services for John Hancock Personal Financial Services, Llc (registered 2026-04-30)
    Mar 31, 2026 · Advisor changed firm · fact
  • Andrew John Gilkeson left First Command Advisory Services for Wells Fargo Advisors (registered 2026-08-10)
    Mar 25, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/9479reportedpublic record, Form ADV, Sep 17, 2026
Website
FIRSTCOMMAND.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
817-731-8621reportedpublic record, Form ADV, Jul 21, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$23.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026