DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G•••••• S•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as G•••••• S••••••••• N• S•••••••
At current firm
1 y
since May 16, 2025
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 16, 2025 · Nashville, Tn
- M••••• W•••••• L•• formerApr 1, 2022 to May 19, 2025 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- M••••• W•••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left May 19, 2025, registered May 16, 2025 (-3 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address