DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
J••••• W•••••• F•••
As of · the IAPD feed; also filed as J••••• W•••••• F••••••••• F•••
- At current firm
- 3 y
- In the industry
- 11 y
- Prior registered firms
- 1
- Signals
- 1
since Oct 28, 2022
As of · the IAPD feed; also filed as J••••• W•••••• F••••••••• F•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Oct 28, 2022 · Owasso, Ok
- D•••••••• A••••••• S•••••••• L•• BD affiliatedSep 18, 2026 to Sep 18, 2026 · Owasso, Ok
Moves
a registration end followed by a registration begin elsewhere
- D•••••••• A••••••• S•••••••• L•• to no registered destinationleft Sep 18, 2026 · Departure, no registered destination
Signals
- ••• LockedSep 18, 2026 · Advisor departure · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address