DFX Intelligence
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Registered advisor
W•••••• B•••••••
Feed of 09/14/2026
Also filed as B•••• B••••••••• D••• B•••••••
At current firm
2 y
since Jun 10, 2024
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 10, 2024 · Blaine, Mn
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 8, 2023 to Feb 29, 2024 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Feb 29, 2024, registered Jun 10, 2024 (102 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedFeb 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address