DFX Intelligence
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Registered advisor
W•••••• C•••••• M••••••
Feed of 09/15/2026
At current firm
0 y
since Sep 29, 2025
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Sep 29, 2025 · Edgecliff Village, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 25, 2024 to Apr 2, 2025 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• S••••••••• I•••left Apr 2, 2025, registered Sep 29, 2025 (180 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedApr 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address