DFX Intelligence
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A•••• Y••• V•••••
As of · the IAPD feed; also filed as A•••• Y••• V••••• C••••••••• V••••••••• Y• V•••••
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 1
As of · the IAPD feed; also filed as A•••• Y••• V••••• C••••••••• V••••••••• Y• V•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 8, 2026 · Grand Prairie, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 22, 2025 to Jan 2, 2026 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Jan 2, 2026, registered Jan 8, 2026 (6 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 2, 2026 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address