DFX Intelligence
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Registered advisor
A•••• J•••• M••••••
Feed of 09/14/2026
Also filed as A•••• M••••••••• J•••• M••••••
At current firm
0 y
since Dec 4, 2025
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Dec 4, 2025 · Concord, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 10, 2024 to Dec 1, 2025 · Jacksonville, Fl
- E•••••••• A•••••••• L•• national BDSep 21, 2023 to Mar 28, 2024 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Dec 1, 2025, registered Dec 4, 2025 (3 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 28, 2024, registered May 10, 2024 (43 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedDec 1, 2025 · Advisor changed firm · fact
- ••• LockedMar 28, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address