DFX Intelligence
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Registered advisor
R•••••• M••••••••
Feed of 09/15/2026
Also filed as B••••
At current firm
1 y
since Mar 13, 2025
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 13, 2025 · Commerce City, Co
- E•••••••• A•••••••• L•• national BDOct 11, 2023 to Mar 4, 2025 · Martinsburg, Wv
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••left Mar 4, 2025, registered Mar 13, 2025 (9 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMar 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address