DFX Intelligence
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Registered advisor
A•••• T•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jun 3, 2026
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jun 3, 2026 · San Diego, Ca
- E•••••••• A•••••••• L•• national BDNov 9, 2023 to Mar 27, 2024 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to F•••• P••••••• W•••••• L••left Mar 27, 2024, registered Jun 3, 2026 (798 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedMar 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address