DFX Intelligence
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B•••• J••••• H•••••
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since Apr 25, 2025
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 25, 2025 · Westlake, Tx
- E••••• J•••• national BDDec 18, 2023 to Jan 16, 2025 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left Jan 16, 2025, registered Apr 25, 2025 (99 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJan 16, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address