DFX Intelligence
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Feed of 09/24/2026
At current firm
0 y
since Sep 23, 2026
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- N••• E•• independent RIA currentsince Sep 23, 2026 · Conshohocken, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2025 to Sep 8, 2026 · Brooklyn, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to N••• E••left Sep 8, 2026, registered Sep 23, 2026 (15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- ••• LockedSep 23, 2026 · Advisor registered · fact
- ••• LockedSep 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address