DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nest Egg
Legal name Nest Investments LLC
Latest filing Aug 13, 2026
First filing on the tape Dec 2, 2016 · 24 filings
SEC status approved since Jan 3, 2017
RAUM
$132M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$130M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$14.6M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$132M as of Aug 13, 2026
Mar 16, 2018$989,528 then
HNW client RAUM: no history
State-registered IARs (5.B.3)9 as of Aug 13, 2026
Mar 16, 20183 then
Employees (5.A)14 as of Aug 13, 2026
Mar 16, 20184 then
Private funds: no history
RAUM +30% over the last fiscal year+27% a year over threeIARs 7 to 9
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
- RAUM per advisor
- $14.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46,505derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $18.1M, 483 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$130M99%
- Charitable organizations$999,5270.8%
- Corporations and businesses$315,9320.2%
- Individual clients
- 2,819reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 2,832reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.1M for 483 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=9.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Anthony Scavone | Conshohocken, Pa | Aug 23, 2017 | 10 y | 1 |
| Jason Alex Dorfman | Conshohocken, Pa | Mar 6, 2020 | 12 y | 0 |
| Jason Daniel Berkson | Conshohocken, Pa | Aug 24, 2020 | 11 y | 0 |
| Ryan Thomas Shane | Conshohocken, Pa | Apr 30, 2021 | 13 y | 0 |
| Joseph Paul Salomone | Delafield, Wi | Jul 30, 2024 | 29 y | 3 |
| Ethan Patrick Prince | Conshohocken, Pa | May 20, 2025 | 12 y | 0 |
| William Anthony Nunley | Conshohocken, Pa | Feb 10, 2026 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount1 left over 36 months
Left, latest
- Samuel Mills Hardy to Td Private Client Wealth LLCJun 4, 2026 · RIA to affiliated broker-dealer or bank
- Daniel Alan Parker to Cuthbert Capital Management LLCMar 14, 2023 · RIA to a state-registered adviser
- Hussein Jaber to Empower Advisory Group, LLCDec 16, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- Joseph Paul Salomone from LPL Financial LLCJul 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- Daniel Alan Parker from Addison CapitalJul 12, 2018 · RIA to RIA
- Charles Anthony Scavone from Addison CapitalAug 23, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Michael Church · Ceo And Ccocontrolsince 11/2016 · owns 50% to 75%
- Daniel Arden Miller · Presidentcontrolsince 02/2020 · owns 10% to 25%
Entity owners
- Oceanfirst Financial Corp. · Bank Holding Co.indirect · owns 75% or more of Oceanfirst Bank · public reporting company
- Oceanfirst Bank · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Addison Capitalinvestment advisernRAUM $1.1B
- Nest Insurance LLCreal estatey
- Nest Investments Bd LLCbroker-dealery
- Numismatic Digital Asset Fund LPpooled vehicle sponsorn
Advisers that list Nest Egg as a related person
- 144853 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Conshohocken, Pa · principal | 9 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,562 to 2,832Mar 25, 2025 to Mar 5, 2026
- Advisory employees · 7 to 9Mar 25, 2025 to Mar 5, 2026
- BD registered reps · 7 to 9Mar 25, 2025 to Mar 5, 2026
- Charity clients · 5 to 6Mar 25, 2025 to Mar 5, 2026
- Corporate clients · 5 to 7Mar 25, 2025 to Mar 5, 2026
- Individual clients · 2,552 to 2,819Mar 25, 2025 to Mar 5, 2026
- Assets in custody · $15.7M to $18.1MMar 25, 2025 to Mar 5, 2026
- Employees · 11 to 14Mar 25, 2025 to Mar 5, 2026
- State-registered IARs · 7 to 9Mar 25, 2025 to Mar 5, 2026
- Discretionary RAUM · $102M to $132MMar 25, 2025 to Mar 5, 2026
- Individual RAUM · $101M to $130MMar 25, 2025 to Mar 5, 2026
- RAUM · $102M to $132MMar 25, 2025 to Mar 5, 2026
- Accounts · 2,262 to 2,562May 29, 2024 to Mar 25, 2025
- Advisory employees · 6 to 7May 29, 2024 to Mar 25, 2025
- BD registered reps · 8 to 7May 29, 2024 to Mar 25, 2025
- Charity clients · 6 to 5May 29, 2024 to Mar 25, 2025
- Corporate clients · 8 to 5May 29, 2024 to Mar 25, 2025
- Individual clients · 2,248 to 2,552May 29, 2024 to Mar 25, 2025
- Assets in custody · $14.0M to $15.7MMay 29, 2024 to Mar 25, 2025
- Employees · 12 to 11May 29, 2024 to Mar 25, 2025
- Insurance-licensed employees · 1 to 2May 29, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0May 29, 2024 to Mar 25, 2025
- State-registered IARs · 6 to 7May 29, 2024 to Mar 25, 2025
- Discretionary RAUM · $74.1M to $102MMay 29, 2024 to Mar 25, 2025
- Individual RAUM · $72.7M to $101MMay 29, 2024 to Mar 25, 2025
- RAUM · $74.1M to $102MMay 29, 2024 to Mar 25, 2025
- Accounts · 2,039 to 2,262Oct 19, 2023 to Mar 21, 2024
- Advisory employees · 7 to 6Oct 19, 2023 to Mar 21, 2024
- BD registered reps · 7 to 8Oct 19, 2023 to Mar 21, 2024
- Corporate clients · 10 to 8Oct 19, 2023 to Mar 21, 2024
- Individual clients · 2,023 to 2,248Oct 19, 2023 to Mar 21, 2024
- Assets in custody · $8.1M to $14.0MOct 19, 2023 to Mar 21, 2024
- Employees · 13 to 12Oct 19, 2023 to Mar 21, 2024
- Insurance-licensed employees · 3 to 1Oct 19, 2023 to Mar 21, 2024
- State-registered IARs · 7 to 6Oct 19, 2023 to Mar 21, 2024
- Discretionary RAUM · $64.2M to $74.1MOct 19, 2023 to Mar 21, 2024
- Individual RAUM · $62.6M to $72.7MOct 19, 2023 to Mar 21, 2024
- RAUM · $64.2M to $74.1MOct 19, 2023 to Mar 21, 2024
- Accounts · 2,183 to 2,039Nov 4, 2022 to Mar 31, 2023
- Advisory employees · 8 to 7Nov 4, 2022 to Mar 31, 2023
Signals
7 dated events
- Samuel Mills Hardy left Nest Egg for Td Private Client Wealth Llc (registered 2026-09-11)Jun 4, 2026 · Advisor changed firm · fact
- James Michael Durette (Cco) no longer on Schedule A of Nest Egg (listed 2023-10-19, absent 2024-03-21)Mar 21, 2024 · Control person left · inference
- Daniel Alan Parker left Nest Egg for Cuthbert Capital Management Llc (registered 2023-03-13)Mar 14, 2023 · Advisor changed firm · fact
- James Michael Durette (Cco) appeared on Schedule A of Nest EggApr 1, 2021 · Control person joined · fact
- Daniel Arden Miller (President) appeared on Schedule A of Nest EggApr 1, 2021 · Control person joined · fact
- Sandra Laster (Cco) no longer on Schedule A of Nest Egg (listed 2020-06-29, absent 2021-04-01)Apr 1, 2021 · Control person left · inference
- Nest Egg filed its initial SEC registration (Form ADV)Dec 2, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/NESTINVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fi.hellonestegg.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-345-2163reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $14.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026