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C••••••••• O•••• R•••••••

Registered advisorat L•• E••••••••• L••Dual registrant· San Diego, CaIAPD 7866817
At current firm
1 y
since Nov 14, 2024
In the industry
13 y
Prior registered firms
1
Signals
0
As of · the IAPD feed; also filed as C••••••••• R•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
  • ••• Locked
Recruiting value
  • Practice attractivenessnone
    no observable scale indicator beyond registration
  • Team depthnone
    0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilenone
    Details are shown to subscribers.
  • Real estate activitynone
    Details are shown to subscribers.
  • Contactabilitypartial
    catch-all email (domain accepts every address, unverifiable) at lpl.com
Movement evidence
  • Movement signalsome
    1 of 1 dated or circumstantial reading historically went with moving: two or more known colleagues moved in the prior 180 days. The forward-tested move model places this advisor in its Highly elevated band. Early-career bands mostly reflect trainee churn.
  • Recent change activitynone
    Details are shown to subscribers.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitysome
    2 prior firms, median stay 0.6 years.
Dated changes and circumstances, and what they have meant historically
  • move indicatorTwo or more known colleagues moved in the prior 180 days
    At broker-dealer affiliated firms, 6.5% with this moved within a year, against 5.2% without it (1.23x, 2023 to 2025 cohorts).
Career
  • 2.4 years in the industry
  • 1.9 years at the current firm
  • 2 prior registered firms; median stay 0.6 years
Source: the per-person IAPD record (broker and adviser registrations)
Licensing and credentials
  • Registered in 10 states (firm median 1)
  • Exams: SIE, Series 66, Series 7TO
  • Registered as a broker as well as an adviser
Source: IAPD individual feed and the per-person IAPD record
Around this advisor
  • 5 of about 35 in the office left in the last 180 days
  • 7 known colleagues changed firms in the last year
Regulatory record

Shown to subscribers, with the official record linked.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
13derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote