DFX Intelligence
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Registered advisor
B•••••• C•••••• F•••••
Feed of 09/14/2026
Also filed as B•••••• F•••••
At current firm
1 y
since Apr 1, 2025
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 1, 2025 · Mentor, Oh
- L•• F•••••••• L•• BD affiliatedAug 6, 2024 to Apr 17, 2025 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 17, 2025, registered Apr 1, 2025 (-16 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedApr 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address