DFX Intelligence
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Registered advisor
A•• M••••• P•••••
Feed of 09/14/2026
Also filed as A•• M••••• P••••••••• M• P••••••••• P•••••
At current firm
0 y
since Oct 8, 2025
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 8, 2025 · Linwood, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDDec 23, 2024 to Sep 17, 2025 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Sep 17, 2025, registered Oct 8, 2025 (21 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address