DFX Intelligence
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Registered advisor
S•••••• R• M•••
Feed of 09/14/2026
Also filed as S•••••• R•• M••••••••• R•• M•••
At current firm
1 y
since Sep 12, 2025
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 12, 2025 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 7, 2025 to Jul 8, 2025 · Mechanicsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Jul 8, 2025, registered Sep 12, 2025 (66 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJul 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address