DFX Intelligence
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Registered advisor
M•••••• D•••
Feed of 09/14/2026
Also filed as M•••••• D••••••••• W•••••• D•••
At current firm
0 y
since Sep 30, 2025
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Sep 30, 2025 · Torrance, Ca
- S•••••••• A••••••• L•• national BDJul 24, 2025 to Sep 25, 2025 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Sep 25, 2025, registered Sep 30, 2025 (5 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address