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Registered advisor

C••••••••• S••••••

H••• S••••••••• •••• I•••BD affiliatedDumont, Nj dual registrantIAPD 8034227
Feed of 09/22/2026
Also filed as C•••• S••••••
At current firm
0 y
since Oct 29, 2025
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
22
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
21
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
  • ••• Locked
    Sep 21, 2026 · New state registration · fact
  • ••• Locked
    Sep 21, 2026 · New state registration · fact
  • ••• Locked
    Sep 14, 2026 · New state registration · fact
  • ••• Locked
    Sep 9, 2026 · New state registration · fact
  • ••• Locked
    Sep 3, 2026 · New state registration · fact
  • ••• Locked
    Sep 3, 2026 · New state registration · fact
  • ••• Locked
    Sep 3, 2026 · New state registration · fact
  • ••• Locked
    Sep 3, 2026 · New state registration · fact
  • ••• Locked
    Sep 3, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
  • ••• Locked
    Sep 2, 2026 · New state registration · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
10derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address