DFX Intelligence
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T•••••• C••• E••••
Chartered Financial Consultant
As of · the IAPD feed; also filed as T•• E••••
- At current firm
- 11 y
- In the industry
- 43 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 2, 2015
As of · the IAPD feed; also filed as T•• E••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Apr 2, 2015 · Winston-Salem, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 10, 2006 to Apr 10, 2015 · Winston Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Apr 10, 2015, registered Apr 2, 2015 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address