R••••• J•••• P•••••••

Feed of 09/14/2026

At current firm

1 y

since Oct 9, 2024

In the industry

38 y

since Jul 26, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD
Apr 16, 2021 to Oct 10, 2024 · Melville, Ny
M••••• S•••••• wirehouse
Jun 1, 2009 to Dec 31, 2012 · Jericho, Ny
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 1, 2009 · Jericho, Ny
M••••• S•••••• D• I••• unclassified
Feb 9, 2007 to Apr 2, 2007 · Jericho, Ny
U•• F•••••••• S••••••• I••• wirehouse
Jan 18, 1995 to Feb 16, 2007 · Garden City, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Oct 10, 2024, registered Oct 9, 2024 (-1 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Dec 31, 2012, registered Apr 16, 2021 (3028 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• S•••••• D• I•••
left Feb 16, 2007, registered Feb 9, 2007 (-7 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address