DFX Intelligence
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G•••••• C•••• F••••••
As of · the IAPD feed; also filed as G•••••• C•••• F••••••••• C•••••••••
- In the industry
- 0.3 y
- Prior registered firms
- 0
- Signals
- 0
As of · the IAPD feed; also filed as G•••••• C•••• F••••••••• C•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Recruiter briefHow to read thisEvery line is a fact from a public record, or a measurement DFX made on the registration history of every advisor (2023 to 2025 cohorts), read for this advisor’s own firm where the sample allows. A move indicator means advisors with that fact moved more often; a retention indicator means they moved less. Neither says what this person will do. Recruiting value and movement evidence are kept apart on purpose.
facts first, then what DFX measured about them; never a statement of intent
- ••• Locked
Recruiting value
- Practice attractivenessnoneno observable scale indicator beyond registration
- Team depthnone0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
- Entrepreneurial profilenoneNamed in the full brief.
- Real estate activitynoneNamed in the full brief.
- Contactabilityweakno contact route found
Movement evidence
- Movement signalsomeOne dated reason measured to go with moving: 21% of this office left for other firms in the last six months (latest 2026-07-20) (2.7x the base rate).
- Recent change activitysomeNamed in the full brief.
- Independence preparationnoneNo concrete evidence of preparation for independence.
- Historical mobilitynone0 prior firms.
Career
- 0.3 years in the industry
- 0.1 years at the current firm
- 0 prior registered firms
Source: SEC IAPD per-person record
Licensing and credentials
- Registered in 52 states (firm median 2); added FL in the last 180 days
- Exams: SIE, Series 66, Series 7TO
- Registered as a broker as well as an adviser
Source: IAPD individual feed and the per-person IAPD record
Around this advisor
- 3 of about 16 in the office left in the last 180 days
Regulatory record
In the full brief, with the official record linked.
+5 details in the full brief
The named explanations, the practice profile, what stands out and the conversation themes, with the official record linked.
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Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• brokerage advisory currentsince Aug 27, 2026 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Brokerage advisory programderived
- Years in industry
- 0.3 yderivedfrom the SEC's own industry start on the per-person IAPD record
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote