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RIA Intelligence

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Registered advisor

L•••• F• M••••

R••••••••• C•••••• M•••••••••BD affiliatedSan Francisco, Cadual registrantIAPD 834169
Feed of 09/14/2026
Also filed as L•••• F••••••••• F••••• M••••
At current firm
1 y
since Feb 21, 2025
In the industry
41 y
since Dec 10, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Feb 24, 2025 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
41derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address