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Registered advisor
G••••••• C•••••• S•••••
Feed of 09/14/2026
At current firm
6 y
since Mar 25, 2020
In the industry
31 y
since Apr 27, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 25, 2020 · Chicago, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Mar 13, 2020 · Chicago, Il
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Mar 25, 2017 · Chicago, Il
- N•• E•••••• S••••••••• C••••••••• formerJul 16, 1999 to Jan 2, 2015 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 13, 2020, registered Mar 25, 2020 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address