DFX Intelligence
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Registered advisor
W•••••• B•••• B•••••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
3 y
since Aug 10, 2023
In the industry
31 y
since Feb 1, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · St Louis, Mo
- S••••••• F•••••••• S•••••••• I••• formerOct 1, 2001 to Aug 10, 2023 · St. Louis, Mo
- R• A••••••• L•• unclassifiedDec 1, 1998 to Oct 5, 2004 · St. Louis, Mo
- R••••••••• F•••••••• C•••••••• E•••••••• L•• unclassifiedMay 26, 1998 to Dec 14, 2004 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- R••••••••• F•••••••• C•••••••• E•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Dec 14, 2004, registered Oct 1, 2001 (-1170 days) · Other
- R• A••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 5, 2004, registered Oct 1, 2001 (-1100 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address