DFX Intelligence
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Registered advisor
J•••• H•••• G•••••
Feed of 09/14/2026
Also filed as J•••• H•••• G••••••••• H•••• G••••••
At current firm
10 y
since Aug 30, 2016
In the industry
46 y
since Feb 12, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 30, 2016 · Memphis, Tn
- R•••••• J•••• • A••••••••• I••• national BDJun 13, 2006 to May 5, 2015 · Memphis, Tn
- W•••• F•••• A••••••• wirehouseFeb 5, 2004 to Jun 12, 2006 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left May 5, 2015, registered Aug 30, 2016 (483 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jun 12, 2006, registered Jun 13, 2006 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address