DFX Intelligence
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Feed of 09/14/2026
At current firm
9 y
since Dec 15, 2016
In the industry
47 y
since Oct 1, 1978 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• I••••••••• state registered currentsince Dec 15, 2016 · Martindale, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 15, 2004 to Apr 9, 2008 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to P•• I•••••••••left Apr 9, 2008, registered Dec 15, 2016 (3172 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address