DFX Intelligence
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Registered advisor
K•••• S••••• K•••••••
Feed of 09/14/2026
At current firm
1 y
since May 30, 2025
In the industry
42 y
since Nov 8, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 30, 2025 · Shrewsbury, Nj
- U•• F•••••••• S••••••• I••• wirehouseJul 22, 2002 to Jun 10, 2025 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 10, 2025, registered May 30, 2025 (-11 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJun 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address