DFX Intelligence
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Registered advisor
M••••• M•••••• F••••••
Feed of 09/14/2026
At current firm
17 y
since Oct 31, 2008
In the industry
28 y
since Dec 5, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 31, 2008 · Double Oak, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 15, 2003 to Nov 5, 2008 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 5, 2008, registered Oct 31, 2008 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address