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Registered advisor
T•••••• J••••• H•••
Feed of 09/14/2026
Also filed as T•• H•••
At current firm
9 y
since Mar 31, 2017
In the industry
38 y
since Apr 20, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 31, 2017 · Minneapolis, Mn
- U••• B•••••• I••••••••• I••• formerNov 23, 2010 to Apr 5, 2017 · Minnetonka, Mn
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 2007 to Nov 18, 2010 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Apr 5, 2017, registered Mar 31, 2017 (-5 days) · Other
- U•• F•••••••• S••••••• I••• to U••• B•••••• I••••••••• I•••left Nov 18, 2010, registered Nov 23, 2010 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address