DFX Intelligence
Advisors
Advisors registered through On Investment Management CoAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
209 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Kerry Richard Whalen dual registrant | On Investment Management Co BD affiliated | Cincinnati, Oh | Aug 27, 2013 | 31 y | 2 | 13 |
| Stephen Ray White dual registrant | On Investment Management Co BD affiliated | Lees Summit, Mo | Jul 24, 2017 | 25 y | 1 | 4 |
| Steven Lee White dual registrant | On Investment Management Co BD affiliated | Greenwood Village, Co | Jan 29, 2019 | 18 y | 4 | 8 |
| D••••• L•• W••••• dual registrant | O• I••••••••• M••••••••• C• BD affiliated | Hollywood, Fl | Apr 4, 2003 | 52 y | 0 | 2 |
| E••• M•••••• W•••• dual registrant | O• I••••••••• M••••••••• C• BD affiliated | Cincinnati, Oh | Mar 24, 2015 | 18 y | 0 | 1 |
| D•••• Z•••••• W••••••••• dual registrant | O• I••••••••• M••••••••• C• BD affiliated | Novi, Mi | Aug 23, 2023 | 11 y | 0 | 5 |
| N••••• L•••• W••• dual registrant | O• I••••••••• M••••••••• C• BD affiliated | Sandy, Ut | Nov 4, 2011 | 23 y | 2 | 8 |
| R•••••• F•••••••• Y••• Certified Financial Planner · dual registrant | O• I••••••••• M••••••••• C• BD affiliated | Cincinnati, Oh | Jan 9, 2024 | 47 y | 0 | 1 |
| S•••• Z••••• dual registrant | O• I••••••••• M••••••••• C• BD affiliated | Lexington, Ky | Mar 17, 2026 | 11 y | 0 | 5 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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