DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
On Investment Management Co
Latest filing Aug 10, 2026
First filing on the tape Mar 23, 2012 · 31 filings
SEC status approved since Nov 14, 1971
RAUM
$3.2B
reported, Item 5.F
Discretionary
29%
of RAUM
Private clients
94%
$3.0B individuals and HNW
Advisors
209
registered through the firm on IAPD
RAUM per advisor
$15.1M
derived; firm RAUM over IAPD count
Employees
196
196 advisory (5.B.1)
Offices
126
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$3.2B as of Aug 10, 2026
Mar 23, 2012$308M then
HNW client RAUM$1.2B as of Aug 10, 2026
Mar 28, 2018$294M then
State-registered IARs (5.B.3)196 as of Aug 10, 2026
Mar 23, 20120 then
Employees (5.A)196 as of Aug 10, 2026
Mar 28, 2013298 then
Private funds: no history
RAUM +33% over the last fiscal year+15% a year over threeIARs 193 to 196
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $15.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $222,746derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 29%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.6derived127 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +1.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.7B55%
- High-net-worth individuals$1.2B39%
- Pension and profit-sharing plans$114M3.6%
- Corporations and businesses$51.3M1.6%
- Charitable organizations$9.6M0.3%
- Individual clients
- 8,523reported
- HNW clients
- 794reported
- Pension plan clients
- 204reported
- Charitable clients
- 16reported
- Accounts
- 14,153reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $90.4M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=196.0derived
Advisors registered through the firm
209 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Darrel ByePersonal Financial Specialist | Fargo, Nd | Oct 31, 2001 | 40 y | 0 |
| Donald Lee Wilcox | Hollywood, Fl | Apr 4, 2003 | 52 y | 0 |
| Trevor Warren Pfrang | Appleton, Wi | Jun 9, 2003 | 29 y | 1 |
| David Joshua Rockman | San Francisco, Ca | Jul 2, 2003 | 33 y | 0 |
| Joseph George CafisoChartered Financial Consultant | Conshohocken, Pa | Nov 12, 2003 | 37 y | 0 |
| Douglas Baugh Doster | Memphis, Tn | Aug 3, 2004 | 32 y | 1 |
| Fred Francisco SprinzCertified Financial Planner | San Francisco, Ca | Sep 1, 2004 | 33 y | 0 |
| David Joseph Funke | Cedar Rapids, Ia | Sep 21, 2004 | 40 y | 1 |
| Warren Neil Howard | Lexington, Ky | Oct 24, 2005 | 45 y | 0 |
| Robert James ClancyChartered Financial Consultant | Brandenton, Fl | Oct 27, 2005 | 37 y | 1 |
| Joanne Marie Koster-Wilson | Novelty, Oh | Nov 7, 2005 | 43 y | 1 |
| Jeffrey Clay LynchChartered Financial Consultant | Nashville, Tn | Nov 17, 2005 | 40 y | 0 |
| Phillip Matthew EdwardsCertified Financial Planner | Urbana, Oh | Feb 27, 2006 | 35 y | 1 |
| David Edward Smyth | Lexington, Ky | Mar 2, 2006 | 27 y | 0 |
| Steven Frederick GoldenCertified Financial Planner | Cincinnati, Oh | Mar 21, 2006 | 40 y | 0 |
| Michael George Haddad | Brentwood, Tn | Apr 3, 2006 | 32 y | 0 |
| Robert George EichingerCertified Financial Planner | Camp Hill, Pa | Jun 30, 2006 | 42 y | 0 |
| Jeffery Paul Boutin | Merrimack, Nh | Sep 15, 2006 | 27 y | 2 |
| Michael Vincent Webb | St Charles, Mo | Jan 9, 2007 | 35 y | 1 |
| David Vinton Ludwinski | Cincinnati, Oh | Mar 20, 2007 | 27 y | 1 |
| Stanley Clyde MockCertified Financial Planner | Cincinnati, Oh | Apr 23, 2007 | 47 y | 0 |
| David B Schlabach | Berlin, Oh | Apr 24, 2007 | 38 y | 1 |
| Karl David SchlabachCertified Financial Planner | Berlin, Oh | Apr 24, 2007 | 30 y | 0 |
| Samuel Killgore RossCertified Financial Planner, Chartered Financial Consultant | Blountville, Tn | Jun 8, 2007 | 41 y | 1 |
| Andrew Thomas UllmannChartered Financial Consultant | Shavano Park, Tx | Jun 25, 2007 | 38 y | 1 |
| Andrew Dennis BadertscherCertified Financial Planner | Wooster, Oh | Aug 28, 2007 | 25 y | 4 |
| James Robert Murphree II | Cincinnati, Oh | Sep 4, 2007 | 23 y | 2 |
| Alexander Matthew Roig | Cincinnati, Oh | Jan 28, 2008 | 23 y | 0 |
| Brian Michael Keswick | Wilsonville, Or | Jan 29, 2008 | 28 y | 3 |
| Ronald Gregory Flowers | Akron, Oh | Jun 13, 2008 | 38 y | 0 |
| Scott Anthony Mansfield | Cincinnati, Oh | Aug 14, 2008 | 27 y | 1 |
| Steven A Gibson | Abingdon, Va | Mar 25, 2009 | 23 y | 0 |
| Henry Jason ReifsnyderCertified Financial Planner | Orrville, Oh | Apr 13, 2009 | 19 y | 0 |
| Jason C Lohnes | Westerville, Oh | Sep 18, 2009 | 26 y | 2 |
| Brent Richard Ewert | Cincinnati, Oh | Jan 21, 2010 | 30 y | 1 |
| James Michael Cobb | Texarkana, Tx | Mar 15, 2010 | 37 y | 0 |
| James E Cobb | Cincinnati, Oh | Apr 14, 2010 | 62 y | 0 |
| Frank John CariolaChartered Financial Consultant | King Of Prussia, Pa | Apr 15, 2010 | 42 y | 3 |
| J Cortney Otterbein | Novi, Mi | Apr 23, 2010 | 40 y | 1 |
| Dennis Lee TravisChartered Financial Consultant | Pittsburgh, Pa | Jan 26, 2011 | 34 y | 1 |
Advisor movement
8 left, 12 joined in 12 months
net +4 in 12 months4 left in 90 days2 joined in 90 daysdeparture rate 3.8% of current headcount50 left over 36 months
Left, latest
- Philip Thomas Alford to FacetAug 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Timothy Patrick Reidy to The Ameriflex GroupJul 28, 2026 · Affiliated broker-dealer or bank to another
- Timothy Patrick Reidy to The Ameriflex GroupJul 28, 2026 · Affiliated broker-dealer or bank to another
- William George Pendleton to The Ameriflex GroupJul 28, 2026 · Affiliated broker-dealer or bank to another
- Jane Slaven Eddy to Hornor, Townsend & Kent, LLCMar 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jack Lyman Carter to Wells Fargo AdvisorsDec 17, 2025 · Affiliated broker-dealer or bank to wirehouse
- Darin Allan Dequardo to LPL Financial LLCDec 3, 2025 · Affiliated broker-dealer or bank to another
- George Erwin Cater to Commonwealth Financial NetworkNov 17, 2025 · Affiliated broker-dealer or bank to another
- William John Mulligan to Osaic Wealth, Inc.Sep 15, 2025 · Affiliated broker-dealer or bank to another
- Kimberly Dolson Gustafson to Key Investment Services LLCAug 22, 2025 · Affiliated broker-dealer or bank to another
- Jacob Charles Mcconnell to River'S EdgeMay 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Terek Wilson to Lsf Capital LLCJan 24, 2025 · Other
- Justin Porco to Stratos Wealth Partners, LtdJan 3, 2025 · Affiliated broker-dealer or bank to another
- Steven Michael Kluever to Robert W. Baird & Co. IncorporatedDec 10, 2024 · Affiliated broker-dealer or bank to independent RIA
- Paul Russell Adams to Wood Wealth Group, LLCNov 26, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
Joined, latest
- Kathryn Lutz from MML Investors Services, LLCSep 3, 2026 · Affiliated broker-dealer or bank to another
- Gregory Scott Shuman from Altitude Capital Management LLCAug 12, 2026 · RIA to affiliated broker-dealer or bank
- Gregory J. Szelung from J.P. Morgan Securities LLCMay 4, 2026 · Wirehouse to affiliated broker-dealer or bank
- Douglas Keith Moss from Parallel Advisors, LLCMar 5, 2026 · RIA to affiliated broker-dealer or bank
- Tracy Ford from Normandy Investment AdvisorsJan 14, 2026 · RIA to affiliated broker-dealer or bank
- Benjamin Arthur Walton from Edgetech Analytics, LLCJan 7, 2026 · Other
- Benjamin L Miller from Archer Investment CorporationJan 2, 2026 · RIA to affiliated broker-dealer or bank
- George Barton Newton from Cambridge Investment Research Advisors, Inc.Dec 2, 2025 · Affiliated broker-dealer or bank to another
- Grant Blake Newton from Cambridge Investment Research Advisors, Inc.Dec 2, 2025 · Affiliated broker-dealer or bank to another
- George Erwin Cater from Prevail Innovative Wealth Advisors, LLCOct 20, 2025 · RIA to affiliated broker-dealer or bank
- Virginia Renee Vanderwaal from Whalen Capital, Inc.Oct 2, 2025 · RIA to affiliated broker-dealer or bank
- Jared William Elijah Kiepke from Whalen Capital, Inc.Oct 2, 2025 · RIA to affiliated broker-dealer or bank
- Philip Thomas Alford from Edward JonesJun 30, 2025 · Affiliated broker-dealer or bank to another
- Bradford Chandler Smith from Ameritas Advisory Services, LLCJun 18, 2025 · Affiliated broker-dealer or bank to another
- Jennifer K Gilroy from Raymond James Financial Services Advisors, IncJun 3, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for The Ameriflex GroupJul 28, 2026 · Valparaiso, In
- 2 left for Wood Wealth Group, LLCAug 20, 2024 · Charlestown, Ma
- 5 left for Cambridge Investment Research Advisors, Inc.Aug 1, 2024 · Chesterfield, Mo
- 2 left for Cambridge Investment Research Advisors, Inc.Aug 1, 2024 · Cincinnati, Oh
- 2 left for Cambridge Investment Research Advisors, Inc.Mar 26, 2024 · Portland, Or
- 2 left for Cambridge Investment Research Advisors, Inc.Mar 26, 2024 · Freeland, Wa
- 5 left for LPL Financial LLCNov 27, 2023 · Westlake, Oh
- 2 left for Principal Securities, Inc.Oct 17, 2023 · Raleigh, Nc
- 3 joined from Whalen Capital, Inc.May 18, 2026 · Wausau, Wi · Firm absorbed
- 3 joined from Hummel Wealth Management, LLCJul 29, 2019 · Berlin, Oh
- 2 joined from Principal Securities, Inc.Aug 2, 2018 · Yakima, Wa
- 2 joined from Waddell & ReedMar 22, 2018 · Topeka, Ks
- 2 joined from Fai Advisors, Inc.Sep 19, 2017 · Farmington Hills, Mi
- 2 joined from Woodbury Financial Services, Inc.Feb 8, 2016 · Colorado Springs, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Matthew Collins · Chief Compliance Officercontrolsince 07/2026 · owns less than 5%
- Adam John Mackintosh · Directorcontrolsince 09/2022 · owns less than 5%
- Joseph Andrew Vanhoy · Chief Compliance Officercontrolsince 01/2013 · owns less than 5%
- M Nancy Westbrock · Chairman, President & Ceocontrolsince 02/2023 · owns less than 5%
Entity owners
- Constellation Insurance, Inc. · Parent Companydirect · owns 75% or more
- 11004883 Canada Inc. · Holder Of Class B Common Stockindirect · owns 25% to 50% of Constellation Insurance Holdings, Inc.
- 2720718 Ontario Limited · Limited Partnerindirect · owns 25% to 50% of Constellation Insurance, LP
- Cdpq Dg/Cr-780 Inc. · Limited Partnerindirect · owns 75% or more of Cdpq Fonds 780 Sec
- Cdpq Fonds 780 Sec · Limited Partnerindirect · owns 25% to 50% of Constellation Insurance, LP
- Cdpq Gestion Fonds 780 Inc. · General Partnerindirect · owns F of Cdpq Fonds 780 Sec
- Constellation Insurance Gp LLC · General Partnerindirect · owns F of Constellation Insurance, LP
- Constellation Insurance Holdings, Inc. · Shareholderindirect · owns 75% or more of Constellation Insurance, Inc.
- Constellation Insurance, LP · Limited Partnerindirect · owns 75% or more of Onlh Holdings LP
- Onlh Holdings Gp LLC · General Partnerindirect · owns F of Constellation Insurance Holdings, Inc.
- Onlh Holdings LP · Holder Of Class B Common Stockindirect · owns 50% to 75% of Constellation Insurance Holdings, Inc.
- Ontario Teachers' Pension Plan Board · Ownerindirect · owns 75% or more of 2720718 Ontario Limited
- Constellation Insurance, Inc. · Direct Ownerindirect · owns 75% or more of Constellation Insurance, Inc.
Related persons
Schedule D 7.A
- Augustar Distributors, Inc.broker-dealern
- Ohio National Insurance Agency, Inc.real estaten
- Constellation Investments, Inc.investment advisernRAUM $31B
- The O.N. Equity Sales Companybroker-dealery
Advisers that list On Investment Management Co as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 64 | 1 | 2 | ||
| Lexington, Ky | 9 | 1 | 0 | ||
| Lees Summit, Mo | 8 | 1 | 1 | ||
| Bloomington, Mn | 6 | 1 | 0 | ||
| Orrville, Oh | 6 | 1 | 0 | ||
| Madison, Wi | 5 | 0 | 1 | ||
| Berlin, Oh | 4 | 0 | 0 | ||
| Wausau, Wi | 4 | 2 | 0 | ||
| Greenwood Village, Co | 4 | 1 | 0 | ||
| Novi, Mi | 4 | 1 | 0 | ||
| Appleton, Wi | 3 | 1 | 0 | ||
| Topeka, Ks | 3 | 0 | 0 | ||
| Des Moines, Ia | 3 | 1 | 0 | ||
| Fort Collins, Co | 3 | 0 | 0 | ||
| St Charles, Mo | 3 | 0 | 0 | ||
| Blountville, Tn | 3 | 0 | 1 | ||
| Grand Rapids, Mi | 3 | 0 | 0 | ||
| Chicago, Il | 3 | 0 | 0 | ||
| Overland Park, Ks | 3 | 0 | 0 | ||
| Pittsburgh, Pa | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chesterfield, MO11 employees
- Lee'S Summit, MO8 employees
- Charlestown, MA6 employees
- Cincinnati, OH6 employees
- Berlin, OH5 employees
- Cedar Rapids, IA4 employees
- Lexington, KY4 employees
- Madison, WI4 employees
- Orrville, OH4 employees
- Wooster, OH3 employees
- Chicago, IL3 employees
- Bloomington, MN3 employees
- St Charles, MO3 employees
- Greenwood Village, CO3 employees
- Novi, MI3 employees
- Cuyahoga Falls, OH2 employees
- Charleston, WV2 employees
- Lexington, KY2 employees
- Texarkana, TX2 employees
- Fort Collins, CO2 employees
- Pittsburgh, PA2 employees
- Bloomington, MN2 employees
- Suite 125, IN2 employees
- Madison, WI2 employees
- Branford, CT2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 10, 2026COLLINS, MATTHEW, JAMES (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-01-23 and 2026-08-10peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Aug 10, 2026MACKINTOSH, JOHN, ADAM (DIRECTOR) left Schedule A between the filings of 2024-01-23 and 2026-08-10peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Aug 10, 2026VANHOY, ANDREW, JOSEPH (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-01-23 and 2026-08-10peers: affiliated wealth managers, $1B to $5B (56)
- employee count dropChange between filings · filing Apr 30, 2026employees (Item 5.A) moved from 3,193.0 to 196.0 (-94.0%) between the annual amendments of 2025-03-26 and 2026-04-30; the peer median change was +1.0% (52 comparable advisers, 0.0th percentile of changes)peers: affiliated wealth managers, $1B to $5B (52) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 12,053 to 14,153Nov 18, 2025 to Mar 27, 2026
- Advisory employees · 193 to 196Nov 18, 2025 to Mar 27, 2026
- BD registered reps · 193 to 196Nov 18, 2025 to Mar 27, 2026
- Charity clients · 14 to 16Nov 18, 2025 to Mar 27, 2026
- Corporate clients · 30 to 31Nov 18, 2025 to Mar 27, 2026
- HNW clients · 556 to 794Nov 18, 2025 to Mar 27, 2026
- Individual clients · 7,534 to 8,523Nov 18, 2025 to Mar 27, 2026
- Pension plan clients · 189 to 204Nov 18, 2025 to Mar 27, 2026
- Employees · 3,193 to 196Nov 18, 2025 to Mar 27, 2026
- Insurance-licensed employees · 16 to 17Nov 18, 2025 to Mar 27, 2026
- State-registered IARs · 193 to 196Nov 18, 2025 to Mar 27, 2026
- Discretionary RAUM · $737M to $904MNov 18, 2025 to Mar 27, 2026
- HNW RAUM · $845M to $1.2BNov 18, 2025 to Mar 27, 2026
- Individual RAUM · $1.4B to $1.7BNov 18, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.6B to $2.2BNov 18, 2025 to Mar 27, 2026
- Pension RAUM · $42.5M to $114MNov 18, 2025 to Mar 27, 2026
- RAUM · $2.4B to $3.2BNov 18, 2025 to Mar 27, 2026
- Wrap assets (manager) · $737M to $90.4MNov 18, 2025 to Mar 27, 2026
- Financial planning clients · 251-500 to 251-500Mar 26, 2025 to May 14, 2025
- Accounts · 15,930 to 12,053Mar 28, 2024 to Mar 26, 2025
- Advisory employees · 206 to 193Mar 28, 2024 to Mar 26, 2025
- BD registered reps · 206 to 193Mar 28, 2024 to Mar 26, 2025
- Charity clients · 15 to 14Mar 28, 2024 to Mar 26, 2025
- Corporate clients · 17 to 30Mar 28, 2024 to Mar 26, 2025
- HNW clients · 439 to 556Mar 28, 2024 to Mar 26, 2025
- Individual clients · 8,009 to 7,534Mar 28, 2024 to Mar 26, 2025
- Pension plan clients · 208 to 189Mar 28, 2024 to Mar 26, 2025
- Employees · 206 to 3,193Mar 28, 2024 to Mar 26, 2025
- Insurance-licensed employees · 12 to 16Mar 28, 2024 to Mar 26, 2025
- State-registered IARs · 206 to 193Mar 28, 2024 to Mar 26, 2025
- Other offices · 142 to 126Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $655M to $737MMar 28, 2024 to Mar 26, 2025
- HNW RAUM · $633M to $845MMar 28, 2024 to Mar 26, 2025
- Individual RAUM · $1.5B to $1.4BMar 28, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $1.5B to $1.6BMar 28, 2024 to Mar 26, 2025
- Pension RAUM · $14.8M to $42.5MMar 28, 2024 to Mar 26, 2025
- RAUM · $2.2B to $2.4BMar 28, 2024 to Mar 26, 2025
- Wrap assets (manager) · $655M to $737MMar 28, 2024 to Mar 26, 2025
- Accounts · 12,239 to 15,930Jan 23, 2024 to Mar 28, 2024
- Advisory employees · 256 to 206Jan 23, 2024 to Mar 28, 2024
Signals
60 dated events
- Gregory J. Szelung no longer holds an investment adviser registration (last listed at On Investment Management Co on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Henry Jason Reifsnyder added a CA registration at On Investment Management CoSep 14, 2026 · New state registration · fact
- Philip Thomas Alford left On Investment Management Co for Facet (registered 2026-08-18)Aug 6, 2026 · Advisor changed firm · fact
- Timothy Patrick Reidy left On Investment Management Co for The Ameriflex Group (registered 2026-07-28)Jul 28, 2026 · Advisor changed firm · fact
- Timothy Patrick Reidy left On Investment Management Co for The Ameriflex Group (registered 2026-07-28)Jul 28, 2026 · Advisor changed firm · fact
- William George Pendleton left On Investment Management Co for The Ameriflex Group (registered 2026-07-28)Jul 28, 2026 · Advisor changed firm · fact
- 2 advisors left ON Investment Management CO (Valparaiso, IN) for The Ameriflex Group on the same dayJul 28, 2026 · Team lift-out · derived
- Whalen Capital, Inc.'s advisors moved to ON Investment Management CO (Wausau, WI): 3 of 4 registered, within 14 daysMay 18, 2026 · Firm absorbed (people side) · derived
- On Investment Management Co reported RAUM $3.2B, up 33% from $2.4B (2025-11-18 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Jane Slaven Eddy left On Investment Management Co for Hornor, Townsend & Kent, Llc (registered 2026-03-24)Mar 26, 2026 · Advisor changed firm · fact
- Jack Lyman Carter left On Investment Management Co for Wells Fargo Advisors (registered 2026-03-05)Dec 17, 2025 · Advisor changed firm · fact
- Darin Allan Dequardo left On Investment Management Co for Lpl Financial Llc (registered 2025-12-01)Dec 3, 2025 · Advisor changed firm · fact
- George Erwin Cater left On Investment Management Co for Commonwealth Financial Network (registered 2026-05-06)Nov 17, 2025 · Advisor changed firm · fact
- William John Mulligan left On Investment Management Co for Osaic Wealth, Inc. (registered 2025-09-15)Sep 15, 2025 · Advisor changed firm · fact
- Kimberly Dolson Gustafson left On Investment Management Co for Key Investment Services Llc (registered 2025-08-26)Aug 22, 2025 · Advisor changed firm · fact
- Jacob Charles Mcconnell left On Investment Management Co for River'S Edge (registered 2025-05-07)May 5, 2025 · Advisor changed firm · fact
- On Investment Management Co reported 126 offices beyond its principal office, down from 142 (2024-03-28 to 2025-03-26)Mar 26, 2025 · Office count change · derived
- Terek Wilson left On Investment Management Co for Lsf Capital Llc (registered 2025-03-04)Jan 24, 2025 · Advisor changed firm · fact
- Justin Porco left On Investment Management Co for Stratos Wealth Partners, Ltd (registered 2025-02-12)Jan 3, 2025 · Advisor changed firm · fact
- Steven Michael Kluever left On Investment Management Co for Robert W. Baird & Co. Incorporated (registered 2025-09-15)Dec 10, 2024 · Advisor changed firm · fact
- Paul Russell Adams left On Investment Management Co for Wood Wealth Group, Llc (registered 2024-12-16)Nov 26, 2024 · Advisor changed firm · fact
- Stephen Richard Mueller left On Investment Management Co for Osaic Wealth, Inc. (registered 2024-11-13)Nov 15, 2024 · Advisor changed firm · fact
- Donald R Ayers left On Investment Management Co for Innovative Wealth Partners, Llc (registered 2025-12-05)Nov 4, 2024 · Advisor changed firm · fact
- Mark Patrick Monahan left On Investment Management Co for Lpl Financial Llc (registered 2024-12-02)Oct 10, 2024 · Advisor changed firm · fact
- Jeffrey P Spencer left On Investment Management Co for Wood Wealth Group, Llc (registered 2024-08-16)Aug 21, 2024 · Advisor changed firm · fact
- Geoffrey Mishkin left On Investment Management Co for Wood Wealth Group, Llc (registered 2024-08-25)Aug 20, 2024 · Advisor changed firm · fact
- 2 advisors left ON Investment Management CO (Charlestown, MA) for Wood Wealth Group, LLC a day apartAug 20, 2024 · Team lift-out · derived
- Meagan M. Dejesus left On Investment Management Co for Lpl Financial Llc (registered 2024-08-13)Aug 13, 2024 · Advisor changed firm · fact
- Thomas Gilbert Sullivan left On Investment Management Co for Cambridge Investment Research Advisors, Inc. (registered 2024-08-01)Aug 1, 2024 · Advisor changed firm · fact
- Michael Scott Wollenberg left On Investment Management Co for Cambridge Investment Research Advisors, Inc. (registered 2024-08-01)Aug 1, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-o.n.-equity-sales-companyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- onescowealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-262-0913reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $15.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026