DFX Intelligence
Advisors
Advisors registered through Assetmark, Inc.About this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
219 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| William Matthew Upham dual registrant | Assetmark, Inc. BD affiliated | Phoenix, Az | Apr 28, 2026 | 11 y | 0 | 1 |
| Joel Maurice Vause dual registrant | Assetmark, Inc. BD affiliated | Concord, Ca | Jul 20, 2021 | 17 y | 0 | 1 |
| Nicholas Richard Visconti dual registrant | Assetmark, Inc. BD affiliated | Los Angeles,, Ca | Jul 16, 2025 | 13 y | 0 | 1 |
| J•• M•••••• W••••• dual registrant | A••••••••• I••• BD affiliated | Concord, Ca | Mar 23, 2021 | 13 y | 1 | 1 |
| J•••••• J•••• W••••• dual registrant | A••••••••• I••• BD affiliated | Concord, Ca | Jul 21, 2021 | 17 y | 2 | 1 |
| H•••• E•••• W•••••• dual registrant | A••••••••• I••• BD affiliated | Sandy Springs, Ga | Dec 5, 2018 | 12 y | 2 | 1 |
| P•••••• E• W••• dual registrant | A••••••••• I••• BD affiliated | Lake Forest, Il | Jun 1, 2018 | 10 y | 1 | 1 |
| B•••••• T• W•••••• dual registrant | A••••••••• I••• BD affiliated | Phoenix, Az | Nov 6, 2025 | 11 y | 0 | 1 |
| B••••••• P••• W•••••• dual registrant | A••••••••• I••• BD affiliated | Concord, Ca | Aug 19, 2008 | 38 y | 1 | 1 |
| W•••••• T••••• W•••• I• dual registrant | A••••••••• I••• BD affiliated | Chicago, Il | Feb 23, 2022 | 10 y | 1 | 1 |
| J•••••• P••••• W••••••••• | A••••••••• I••• BD affiliated | State College, Pa | Mar 15, 2016 | 27 y | 1 | 1 |
| S•••••• A•• W••••••• | A••••••••• I••• BD affiliated | Blanchester, Oh | Jun 9, 2026 | 21 y | 2 | 1 |
| R••• E••• W••••• dual registrant | A••••••••• I••• BD affiliated | Chicago, Il | Apr 1, 2024 | 10 y | 0 | 1 |
| G•••••• J••••• W•••••• dual registrant | A••••••••• I••• BD affiliated | Phoenix, Az | Jul 30, 2026 | 18 y | 1 | 1 |
| E••• K•• W••• Certified Financial Planner | A••••••••• I••• BD affiliated | Charlotte, Nc | Aug 14, 2025 | 22 y | 6 | 1 |
| S••••• J••••• Z••••• dual registrant | A••••••••• I••• BD affiliated | Concord, Ca | Oct 15, 2021 | 11 y | 0 | 1 |
| M•••••• R••••• Z••••• dual registrant | A••••••••• I••• BD affiliated | Chicago, Il | Mar 5, 2019 | 14 y | 0 | 1 |
| M•••••• C•••• Z••••• dual registrant | A••••••••• I••• BD affiliated | Concord, Ca | Mar 4, 2021 | 18 y | 2 | 1 |
| C••••••••• L•• Z•••• dual registrant | A••••••••• I••• BD affiliated | Concord, Ca | Jan 30, 2023 | 26 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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