RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• A•• W•••••••
- A••••••••• I••• BD affiliated currentsince Jun 9, 2026 · Blanchester, Oh
- E•••••••• A••••••• formerMay 13, 2021 to Jun 1, 2026 · Cincinnati, Oh
- S••••• M••••••••• independent RIAMay 4, 2019 to Dec 1, 2023 · North Little Rock, Ar
- E•••••••• A••••••• to A••••••••• I•••left Jun 1, 2026, registered Jun 9, 2026 (8 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S••••• M••••••••• to E•••••••• A•••••••left Dec 1, 2023, registered May 13, 2021 (-932 days) · RIA to RIA · moved with a team
- S•••••• A•• W••••••• left E•••••••• A••••••• for A••••••••• I••• (registered 2026-06-09)Jun 1, 2026 · Advisor changed firm · fact
- S•••••• A•• W••••••• left S••••• M••••••••• for E•••••••• A••••••• (registered 2021-05-13)Dec 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address