DFX Intelligence
Advisors
Advisors registered through Principal Securities, Inc.About this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
1,464 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Cheryl Lynn Yost dual registrant | Principal Securities, Inc. BD affiliated | Des Moines, Ia | Oct 11, 2005 | 28 y | 0 | 1 |
| Jesse Thomas Zahn dual registrant | Principal Securities, Inc. BD affiliated | Sewickley, Pa | Nov 16, 2021 | 11 y | 0 | 2 |
| Roger Lee Zahn dual registrant | Principal Securities, Inc. BD affiliated | Sewickley, Pa | Oct 8, 2004 | 38 y | 0 | 2 |
| L••• M•••• Z•• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Tucson, Az | Oct 6, 2014 | 25 y | 1 | 1 |
| G••• A• Z••••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Cumming, Ia | Jan 11, 2005 | 29 y | 0 | 1 |
| J••••• T• Z•••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Saint Cloud, Mn | Mar 19, 2020 | 17 y | 0 | 1 |
| T••• A•••• Z••••••••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Mankato, Mn | May 19, 2020 | 41 y | 0 | 2 |
| I•••• H•••••• Z•••••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | El Paso, Tx | Jun 30, 2016 | 12 y | 0 | 1 |
| J•••••• L•••• Z••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Phoenix, Az | Apr 3, 2019 | 12 y | 0 | 2 |
| A•••• B•••• Z••••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Miami, Fl | Jan 29, 2025 | 11 y | 3 | 1 |
| C••••••••• J••• Z•• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Des Moines, Ia | Jan 28, 2020 | 10 y | 0 | 1 |
| M••••• A•••• Z•••••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Miami, Fl | Nov 5, 2024 | 14 y | 1 | 2 |
| A•••••••• J••• Z••••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Albuquerque, Nm | Apr 9, 2026 | 10 y | 1 | 2 |
| G••• J•••• Z•••••••• dual registrant | P•••••••• S••••••••• I••• BD affiliated | Schulenburg, Tx | May 6, 2019 | 19 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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