DFX Intelligence
Advisors
Advisors registered through B. Riley Wealth Advisors, Inc.About this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
167 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Christopher Michael Stone dual registrant | B. Riley Wealth Advisors, Inc. BD affiliated | Port Washington, Ny | Jul 12, 2021 | 28 y | 0 | 1 |
| Mary Donna Stone | B. Riley Wealth Advisors, Inc. BD affiliated | Houston, Tx | Sep 14, 2020 | 44 y | 4 | 1 |
| Edward Lawrence Strauss dual registrant | B. Riley Wealth Advisors, Inc. BD affiliated | Odessa, Fl | Nov 26, 2014 | 33 y | 1 | 1 |
| S•••••• L• S•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Memphis, Tn | Feb 25, 2022 | 27 y | 5 | 1 |
| A••••• C•••••• T•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Chicago, Il | Sep 16, 2011 | 35 y | 0 | 1 |
| D••••••• R••••• T•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Teaneck, Nj | May 2, 2014 | 28 y | 3 | 1 |
| J•••• A•••• T•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | The Woodlands, Tx | Dec 1, 2017 | 45 y | 5 | 1 |
| A•••• T••••••• | B• R•••• W••••• A•••••••• I••• BD affiliated | Chatham, Nj | Aug 12, 2026 | 10 y | 0 | 1 |
| N••••••• J••• T•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Bluffton, Sc | Mar 6, 2020 | 21 y | 3 | 3 |
| M••• E•••• V•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Lafayette, La | Aug 16, 2022 | 12 y | 1 | 2 |
| L•••• T••••• V•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Flower Mound, Tx | Jan 30, 2018 | 11 y | 1 | 1 |
| M•••••• C••••••••• W••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Grayslake, Il | Jul 29, 2022 | 29 y | 3 | 2 |
| Z•••••• E••• Y•••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Boston, Ma | Jun 24, 2021 | 24 y | 1 | 1 |
| P••••• R•••••• Z••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Memphis, Tn | Jul 27, 2022 | 35 y | 0 | 2 |
| M••••••• U•••• Z•• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Miami, Fl | Nov 15, 2017 | 17 y | 0 | 1 |
| J••• C••••••••• Z•••••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Memphis, Tn | Aug 11, 2022 | 27 y | 2 | 1 |
| S••••• K•••••• Z•••• dual registrant | B• R•••• W••••• A•••••••• I••• BD affiliated | Memphis, Tn | Feb 8, 2022 | 13 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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