DFX Intelligence
Advisors
Advisors registered through RBC Rochdale, LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
119 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Julz M Schwingler Certified Financial Planner, Chartered Financial Analyst · dual registrant | RBC Rochdale, LLC BD affiliated | New York, Ny | Sep 16, 2015 | 32 y | 2 | 9 |
| David Abraham Shapiro dual registrant | RBC Rochdale, LLC BD affiliated | Davie, Fl | Oct 15, 2014 | 21 y | 0 | 3 |
| Michael Ray Simon dual registrant | RBC Rochdale, LLC BD affiliated | La Jolla, Ca | Jul 12, 2021 | 10 y | 0 | 1 |
| P••• S••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Aug 14, 2014 | 14 y | 0 | 1 |
| H•••••• V••••• S••••••••• Certified Financial Planner, Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | San Francisco, Ca | May 17, 2022 | 10 y | 2 | 2 |
| B•••••• A• S•••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | Orlando, Fl | Nov 18, 2022 | 10 y | 2 | 2 |
| K•••• S•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Feb 7, 2024 | 26 y | 5 | 1 |
| R••••• S•••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jun 9, 2026 | 11 y | 4 | 1 |
| R•••• A•••••• S•••••••• Certified Financial Planner · dual registrant | R•• R•••••••• L•• BD affiliated | Opelika, Al | Oct 1, 2021 | 22 y | 0 | 6 |
| C••••••• J• S••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | May 6, 2025 | 10 y | 0 | 1 |
| W•••• A••••• T••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Dec 26, 2013 | 23 y | 1 | 3 |
| M•••••• V••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Mar 27, 2023 | 10 y | 0 | 1 |
| V•••• X••• V• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Dec 7, 2018 | 10 y | 0 | 2 |
| S•••• R••••• W•••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Aug 21, 2017 | 13 y | 1 | 5 |
| H••••• G•••• W•••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Jan 27, 2017 | 12 y | 0 | 2 |
| Y••• W••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | San Jose, Ca | Oct 26, 2022 | 12 y | 1 | 2 |
| D•••• W••••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Aug 4, 2023 | 13 y | 0 | 1 |
| J•••••• S••• W•••••• Chartered Financial Analyst · dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Nov 1, 2012 | 16 y | 1 | 18 |
| K•••• Z••• dual registrant | R•• R•••••••• L•• BD affiliated | New York, Ny | Dec 6, 2022 | 11 y | 1 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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