DFX Intelligence
Advisors
Advisors registered through MarinerAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
974 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Matthew Robert Moetzinger | Mariner BD affiliated | Overland Park, Ks | Jun 22, 2021 | 14 y | 1 | 1 |
| Anju Mohindru dual registrant | Mariner BD affiliated | Newport Beach, Ca | Dec 4, 2024 | 18 y | 1 | 1 |
| Jeremy William Moniz Certified Financial Planner | Mariner BD affiliated | Walnut Creek, Ca | Oct 29, 2021 | 11 y | 1 | 2 |
| J•••• M••••••••• Certified Financial Planner | M•••••• BD affiliated | West Hartford, Ct | Jun 8, 2021 | 18 y | 2 | 2 |
| R••• S•••• M•••• | M•••••• BD affiliated | Greenville, Sc | Oct 30, 2025 | 10 y | 0 | 1 |
| S•••• K•••• M•••••• R•••••••• Certified Financial Planner | M•••••• BD affiliated | Madison, Nj | Jan 30, 2017 | 11 y | 3 | 2 |
| S•••• M••••••• M•••• | M•••••• BD affiliated | Scottsdale, Az | Oct 6, 2025 | 11 y | 1 | 1 |
| J••• R••••• M••••• Certified Financial Planner, Chartered Financial Analyst | M•••••• BD affiliated | Milwaukee, Wi | May 6, 2025 | 10 y | 2 | 1 |
| S••••• A•••• M•••• Certified Financial Planner | M•••••• BD affiliated | Houston, Tx | Jan 2, 2019 | 22 y | 4 | 1 |
| A••••• M••••• | M•••••• BD affiliated | State College, Pa | Jan 21, 2026 | 11 y | 0 | 1 |
| L• Y•• M•• | M•••••• BD affiliated | Sacramento, Ca | Apr 16, 2025 | 13 y | 1 | 1 |
| S••••• T•••• M•••• Certified Financial Planner, Chartered Financial Consultant | M•••••• BD affiliated | Persakie, Pa | Aug 25, 2022 | 16 y | 4 | 1 |
| M••••••• M••••••••• | M•••••• BD affiliated | Pittsburgh, Pa | Sep 1, 2021 | 10 y | 1 | 1 |
| B••••••• R• M•••••• | M•••••• BD affiliated | Los Angeles, Ca | Oct 1, 2024 | 16 y | 1 | 1 |
| D••• E•••• M•••••••• | M•••••• BD affiliated | Oakbrook Terrace, Il | Jan 15, 2026 | 10 y | 1 | 1 |
| J••••••• T••••• M••••••• | M•••••• BD affiliated | Overland Park, Ks | Sep 10, 2016 | 25 y | 5 | 1 |
| R•••• J•••••• M••••• | M•••••• BD affiliated | Nashville, Tn | Aug 26, 2025 | 11 y | 0 | 1 |
| B••••• S•••••• M••••• | M•••••• BD affiliated | Houston, Tx | Jan 7, 2019 | 31 y | 4 | 1 |
| S•••••• A•••••• M••• Certified Financial Planner | M•••••• BD affiliated | Oakbrook Terrace, Il | Oct 23, 2019 | 14 y | 2 | 1 |
| K••• W•••••• M•••• | M•••••• BD affiliated | Rogers, Ar | Mar 27, 2025 | 14 y | 0 | 1 |
| D••• Y• N•• | M•••••• BD affiliated | Santa Monica, Ca | Aug 31, 2026 | 11 y | 0 | 1 |
| R•••••• B•••• N••••• | M•••••• BD affiliated | Chapel Hill, Nc | Sep 4, 2025 | 39 y | 1 | 1 |
| K••• J•••• N•••••••• Chartered Financial Analyst | M•••••• BD affiliated | Boston, Ma | Jul 1, 2022 | 11 y | 1 | 2 |
| R••••• K•••• N•••••• | M•••••• BD affiliated | Austin, Tx | Oct 22, 2018 | 11 y | 1 | 1 |
| J•••••• N••••• Certified Financial Planner | M•••••• BD affiliated | Philadelphia, Pa | Dec 2, 2024 | 10 y | 1 | 1 |
| P••• P•••••• N••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Woodland Hills, Ca | Feb 11, 2022 | 22 y | 2 | 1 |
| M•••••• D•••••• N••••• | M•••••• BD affiliated | Phoenix, Az | Sep 7, 2023 | 10 y | 2 | 2 |
| J•••• L• N•••••• Certified Financial Planner | M•••••• BD affiliated | Miramar Beach, Fl | Apr 2, 2025 | 26 y | 1 | 1 |
| A••••• N••••• Certified Financial Planner | M•••••• BD affiliated | Ventura, Ca | Sep 30, 2022 | 16 y | 1 | 1 |
| V•••••• L•••••• N••••• | M•••••• BD affiliated | Cincinnati, Oh | Feb 26, 2018 | 34 y | 3 | 2 |
| S•••• M•••••• N•••••• Chartered Financial Analyst | M•••••• BD affiliated | Overland Park, Ks | Feb 23, 2022 | 13 y | 0 | 1 |
| N••••• L•• N•••••• Certified Financial Planner | M•••••• BD affiliated | Miramar Beach, Fl | Oct 11, 2023 | 11 y | 1 | 1 |
| D••••• G•••• N••••• Certified Financial Planner | M•••••• BD affiliated | San Jose, Ca | Dec 19, 2022 | 14 y | 5 | 2 |
| R••••• E•••• N••••• Certified Financial Planner | M•••••• BD affiliated | Holden, Ma | Dec 16, 2024 | 42 y | 3 | 1 |
| M••••••• N••••• | M•••••• BD affiliated | New York, Ny | Mar 10, 2026 | 13 y | 2 | 1 |
| R••• N••••• | M•••••• BD affiliated | Woodland Hills, Ca | Sep 2, 2026 | 10 y | 4 | 1 |
| T•• N••••• | M•••••• BD affiliated | Scottsdale, Az | Mar 19, 2025 | 15 y | 4 | 1 |
| A•••••• N• | M•••••• BD affiliated | Overland Park, Ks | Jul 31, 2026 | 12 y | 0 | 1 |
| L••• N••••••• Certified Financial Planner, Chartered Financial Analyst | M•••••• BD affiliated | Sarasota, Fl | Aug 5, 2021 | 13 y | 2 | 1 |
| C••••••••• B•••• N•••••••• Certified Financial Planner | M•••••• BD affiliated | Greenville, Sc | May 5, 2026 | 12 y | 3 | 1 |
| R•••• G••••• N•••••••• | M•••••• BD affiliated | Alton Bay, Nh | May 28, 2026 | 10 y | 0 | 2 |
| P••••• N••••• | M•••••• BD affiliated | Fremont, Ca | Mar 5, 2025 | 11 y | 1 | 1 |
| E•••• M••••••• N••••• | M•••••• BD affiliated | Newport Beach, Ca | Jan 12, 2026 | 10 y | 0 | 1 |
| C••••• J•••• N•••••• Certified Financial Planner | M•••••• BD affiliated | San Diego, Ca | Jun 4, 2024 | 11 y | 0 | 1 |
| M••••• A• N•••• Certified Financial Planner | M•••••• BD affiliated | New York, Ny | Nov 18, 2022 | 10 y | 0 | 2 |
| C••••••••• N••••• | M•••••• BD affiliated | Overland Park, Ks | Jun 16, 2026 | 18 y | 0 | 2 |
| C•••••• N•••• Certified Financial Planner | M•••••• BD affiliated | Oakbrook Terrace, Il | Jun 5, 2024 | 12 y | 0 | 1 |
| M•••••• G••••• O•••••• Chartered Financial Consultant, Personal Financial Specialist · dual registrant | M•••••• BD affiliated | Overland Park, Ks | Oct 13, 2011 | 41 y | 4 | 2 |
| J••• O••••••• | M•••••• BD affiliated | Marlborough, Ma | Jun 8, 2026 | 28 y | 0 | 1 |
| D••••• O•••••• | M•••••• BD affiliated | Oakbrook Terrace, Il | May 2, 2024 | 10 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.