DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Mariner

Broker-dealer affiliated wealth managerOverland Park, KansasCRD 140195SEC 801-66632website IAPD

Legal name Mariner, LLC

Latest filing Aug 5, 2026

First filing on the tape Mar 30, 2012 · 65 filings

SEC status approved since Apr 24, 2006

RAUM

$125B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

92%

$116B individuals and HNW

Advisors

984

registered through the firm on IAPD

RAUM per advisor

$127M

derived; firm RAUM over IAPD count

Employees

1,889

933 advisory (5.B.1)

Offices

130

beyond the principal office

Private funds

reported on Schedule D

History

65 filings and snapshots on the tape

RAUM$125B as of Aug 5, 2026

Mar 30, 2012$2.0B then

HNW client RAUM$105B as of Aug 5, 2026

Mar 29, 2018$4.6B then

State-registered IARs (5.B.3)933 as of Aug 5, 2026

Apr 1, 201343 then

Employees (5.A)1,889 as of Aug 5, 2026

Apr 1, 201389 then

Private funds2 as of Aug 5, 2026

Mar 30, 20121 then

RAUM +27% over the last fiscal year+24% a year over threeIARs 803 to 933offices 115 to 130

Practice profile

derived from the filing of Aug 5, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $127MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 55derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.7MderivedHNW RAUM over HNW clients
Average account: $671,384derivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 7.5derived131 offices incl. principal (1.F.5)
RAUM growth, one year: +27%derivedbetween the last two annual amendments
Advisor growth, one year: +16%derivedItem 5.B.3 between annual amendments
Client growth, one year: +25%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Financial planning clients: 41,000reportedItem 5.H
Wrap fee program: participatesreportedItem 5.I
Custody: $33B, 18,628 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 4derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$105B84%
Individuals$11B8.5%
Banks and thrifts$4.0B3.2%
Pension and profit-sharing plans$3.8B3.0%
Corporations and businesses$880M0.7%
Charitable organizations$684M0.5%
Insurance companies$273M0.2%
Other investment advisers$205M0.2%
State and municipal entities$13.2M0.0%
Pooled investment vehicles$9.2M0.0%

Individual clients: 32,261reported
HNW clients: 22,322reported
Pension plan clients: 458reported
Charitable clients: 145reported
Accounts: 186,791reported
Financial planning clients: 41,000reported
Wrap fee programs: $0 sponsored, $71.1M managedreported
Custody of client assets: $33B for 18,628 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.92 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=108.0derived

Advisors registered through the firm

974 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Kyndra M. Burgess	Overland Park, Ks	May 11, 2006	20 y	2
Stephanie Leann ManningCertified Financial Planner	Overland Park, Ks	May 11, 2006	23 y	2
Theresa Irene Hultz	Overland Park, Ks	May 11, 2006	32 y	2
Martin Christopher Bicknell	Overland Park, Ks	May 11, 2006	35 y	1
Bruce Elliott Kusmin	Overland Park, Ks	May 11, 2006	40 y	1
Sherri Lynn HazellChartered Financial Consultant	Overland Park, Ks	May 15, 2006	21 y	2
Kenneth Austin PowellChartered Financial Analyst	Overland Park, Ks	Nov 8, 2007	24 y	1
Jacob Walter Kern	Overland Park, Ks	Sep 18, 2008	18 y	1
Alisa Anne Roth	Overland Park, Ks	Jan 9, 2009	35 y	2
Alana Denney ScottCertified Financial Planner	Overland Park, Ks	May 13, 2009	27 y	2
Barney Edgar BarnesCertified Financial Planner	Overland Park, Ks	May 15, 2009	35 y	3
Kathleen Marie Dunn	Overland Park, Ks	May 15, 2009	20 y	3
Jenika Rae CookCertified Financial Planner	Freeport, Fl	Mar 18, 2010	20 y	1
Brian Jacob LeitnerCertified Financial Planner, Chartered Financial Consultant	Overland Park, Ks	Sep 17, 2010	21 y	1
Matthew Shane BradyCertified Financial Planner	Overland Park, Ks	Nov 12, 2010	31 y	1
Kyle Francis QuinnCertified Financial Planner	Overland Park, Ks	Jan 10, 2011	31 y	5
Lisa BrinigCertified Financial Planner	Overland Park, Ks	Jan 10, 2011	21 y	3
Kirk M BosterCertified Financial Planner	Overland Park, Ks	Mar 15, 2011	19 y	2
Rustyn Bicknell Gallagher	Overland Park, Ks	May 31, 2011	15 y	2
Michael George O'NeillChartered Financial Consultant, Personal Financial Specialist	Overland Park, Ks	Oct 13, 2011	41 y	4
William Berkley GreinerChartered Financial Analyst	Overland Park, Ks	Apr 9, 2012	22 y	1
Louis David LopezCertified Financial Planner	El Suegundo, Ca	May 18, 2012	14 y	1
Justin L RichterCertified Financial Planner	Overland Park, Ks	Jan 30, 2014	13 y	2
Andrew Carl Welzel	San Diego, Ca	Feb 18, 2015	20 y	1
Keith Gorman DowlingCertified Financial Planner	Florham Park, Nj	Mar 17, 2015	18 y	7
Christine Erin WentzlerCertified Financial Planner, Chartered Financial Analyst	New York, Ny	May 19, 2015	14 y	2
Patrick Joseph HowleyCertified Financial Planner	Brentwood, Mo	Jun 22, 2015	43 y	2
Betsy E Dow	Brentwood, Mo	Jun 22, 2015	41 y	2
Gwyn Ann Felder	San Antonio, Tx	Jul 1, 2015	24 y	0
Cory Mark AllenCertified Financial Planner	Manasquan, Nj	Sep 1, 2015	19 y	4
Charles Frederick FowlerCertified Financial Planner, Chartered Financial Analyst	San Diego, Ca	Sep 16, 2015	27 y	4
Whitney Leigh Reagan	Overland Park, Ks	Oct 6, 2015	14 y	1
Brian Lee HeithoffCertified Financial Planner	Overland Park, Ks	Dec 17, 2015	32 y	3
Joseph Lee Madsen	Overland Park, Ks	Dec 17, 2015	16 y	3
Joseph Calhoun Ida	Overland Park, Ks	Jan 9, 2016	12 y	0
Kevin M Ward	Overland Park, Ks	Jan 25, 2016	12 y	0
Tobias C BondCertified Financial Planner	Plano, Tx	Aug 31, 2016	10 y	1
Jesse Joseph SzlagaCertified Financial Planner	Oakbrook Terrace, Il	Sep 10, 2016	11 y	2
Cramer Scott SoebbingCertified Financial Planner	Oakbrook Terrace, Il	Sep 10, 2016	11 y	1
Jennifer Teresa Murawski	Overland Park, Ks	Sep 10, 2016	25 y	5

All 974 advisors at Mariner

Advisor movement

44 left, 130 joined in 12 months

net +86 in 12 months7 left in 90 days28 joined in 90 daysdeparture rate 4.5% of current headcount108 left over 36 months

Left, latest

David George Givler to Savvy
Sep 8, 2026 · Affiliated broker-dealer or bank to independent RIA
Kimberly Rose Blakely to Robert W. Baird & Co. Incorporated
Aug 31, 2026 · Affiliated broker-dealer or bank to independent RIA
Benjamin David Wayne Katsel to Focus Partners Wealth, LLC
Aug 21, 2026 · Affiliated broker-dealer or bank to independent RIA
Alyssa Marie Molan to Founders Financial Securities, LLC
Aug 18, 2026 · Affiliated broker-dealer or bank to independent RIA
Jackson Robert Tucker to Focus Partners Wealth, LLC
Jul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Donato Alfredo Moneta to Gotham Asset Management, LLC
Jul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Logan James Zeisler to Brady Martz Wealth Solutions, LLC
Jul 10, 2026 · Affiliated broker-dealer or bank to independent RIA
Erica Jean Cortez to Lido
Jun 16, 2026 · Affiliated broker-dealer or bank to independent RIA
Eric Krausz Adler to Founders Financial Securities, LLC
Jun 9, 2026 · Affiliated broker-dealer or bank to independent RIA
Andrew Moore Smith to Kayne Anderson Rudnick Investment Management, LLC
May 28, 2026 · Affiliated broker-dealer or bank to independent RIA
Marc Robert Beaudreau to Fisher Investments
May 22, 2026 · Affiliated broker-dealer or bank to independent RIA
Shannon R Wedepohl to Robert W. Baird & Co. Incorporated
May 18, 2026 · Affiliated broker-dealer or bank to independent RIA
Sheldon J Black to Franklin, Parlapiano, Turner & Welch LLC
May 11, 2026 · Affiliated broker-dealer or bank to independent RIA
Jordan L Crabb to Tfo Wealth Partners
May 11, 2026 · Affiliated broker-dealer or bank to independent RIA
Bradley Loren Anderson to Pure Financial Advisors, LLC
May 1, 2026 · Affiliated broker-dealer or bank to independent RIA

Joined, latest

Cameron Nicholas Kerkes from Vanguard Advisers, Inc.
Sep 4, 2026 · Affiliated broker-dealer or bank to another
Benito Ibarra from Eagle Strategies LLC
Sep 4, 2026 · Affiliated broker-dealer or bank to another
Christopher Luke Knauth from Canvas Wealth Advisors, LLC
Sep 3, 2026 · RIA to affiliated broker-dealer or bank
Ryan Nguyen from West Wealth Group, LLC
Sep 2, 2026 · RIA to affiliated broker-dealer or bank
Jessica Lynne Ellyson from Ep Wealth Advisors
Aug 31, 2026 · RIA to affiliated broker-dealer or bank
Kevin Adam Takinen from World Investment Advisors, LLC
Aug 25, 2026 · Other
Amelia Katherine Penkiunas from J.P. Morgan Securities LLC
Aug 25, 2026 · Wirehouse to affiliated broker-dealer or bank
Stephen Earl Wagner from UBS Financial Services Inc.
Aug 25, 2026 · Wirehouse to affiliated broker-dealer or bank
Melissa Ivette Elliott from Fisher Investments
Aug 21, 2026 · Other
Faith Elizabeth Schanowski from Annex Wealth Management, LLC
Aug 17, 2026 · RIA to affiliated broker-dealer or bank
Karena Zhu from Destination Wealth Management
Aug 17, 2026 · RIA to affiliated broker-dealer or bank
Charles Austin Sacco from Concurrent Investment Advisors, LLC
Aug 13, 2026 · RIA to affiliated broker-dealer or bank
John Robin Stewart from Trb Wealth Management, LLC
Aug 11, 2026 · Other
Richard Dale Huite from Benjamin F. Edwards & Company, Incorporated
Aug 10, 2026 · Affiliated broker-dealer or bank to another
Ryan John Graves from Firstpoint Financial, LLC
Aug 5, 2026 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Mariner Independent
Jan 2, 2024 · Oakbrook Terrace, Il
2 left for Mariner Independent
Apr 3, 2023 · Oakbrook Terrace, Il
2 left for Mariner Wealth
Feb 14, 2020 · State College, Pa
2 left for Allen Capital Group, LLC
Jan 11, 2018 · Omaha, Ne

3 joined from Atlantic Wealth Partners, LLC
Jul 28, 2026 · North Palm Beach, Fl · Firm absorbed
4 joined from Newedge Advisors
May 29, 2026 · New Orleans, La
2 joined from Mariner Advisor Network
May 22, 2026 · Sacramento, Ca
2 joined from Summitry, LLC
Feb 10, 2026 · Foster City, Ca
4 joined from First National Advisors LLC
Jan 13, 2026 · Rockland, Ma · Firm absorbed
2 joined from Strava Wealth
Jan 3, 2026 · Pittsburgh, Pa
2 joined from Defined Financial Planning LLC
Nov 26, 2025 · Novato, Ca
2 joined from Ultra Financial Partners
Oct 21, 2025 · Scottsdale, Az

Teams out Teams in

Private funds

9 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Mariner-Fpii, LLC	Private Equity Fund	$10.3M	24	Mar 28, 2019
Mariner Investment Grade Plus Trustno longer reported	Other Private Fund	$8.6M	28	Mar 26, 2014
Mariner Capital Partners, LLCno longer reported	Venture Capital Fund	$3.4M	4	Mar 30, 2012
Montage Seed Capital, LLCno longer reported	Private Equity Fund	$1.7M	14	Mar 29, 2012
Mariner Mangrove II, LLC	Private Equity Fund	$1.0M	74	Mar 26, 2014
Mariner-Store, LLCno longer reported	Private Equity Fund	$36,846	15	Mar 30, 2015
Wbr, LLCno longer reported	Private Equity Fund	$557	8	Apr 1, 2013
Mariner-Prescient, LLCno longer reported	Private Equity Fund	$31	77	Aug 11, 2017
Mariner-Piper Senior Living Fund, LLCno longer reported	Private Equity Fund	$0	0	Mar 26, 2014

Owners and control persons

Schedule A and B, latest filing

Renee Cheryl Bicknell · Chief Operating Officercontrol
since 09/2013 · owns less than 5%
Christopher Martin Bicknell · Chief Executive Officercontrol
since 05/2006 · owns less than 5%
Allen Jeffrey Poe · Chief Financial Officercontrol
since 08/2017 · owns less than 5%
Delores Katrina Radenberg · Chief Investment Officercontrol
since 01/2018 · owns less than 5%
Renee Cheryl Bicknell · Elected Managercontrol
since 07/2021 · owns F of Mwa Holdco, LLC
Christopher Martin Bicknell · Elected Managercontrol
since 07/2021 · owns F of Mwa Holdco, LLC
Glenn John Danhakl · Trusteecontrol
since 10/1997 · owns F of The Danhakl Revocable Trust
Paul Gary Henson · Elected Managercontrol
since 07/2021 · owns F of Mwa Holdco, LLC
Adam Jonathan Seiffer · Elected Managercontrol
since 07/2021 · owns F of Mwa Holdco, LLC
Davis Jonathan Sokoloff · Elected Managercontrol
since 07/2021 · owns F of Mwa Holdco, LLC
Davis Jonathan Sokoloff · Trusteecontrol
since 10/1997 · owns F of The Sokoloff Family Trust
Jenelle Anne Dorian · General Counsel; Chief Compliance Officer
since 03/2018 · owns less than 5%
Michele Deann Elmore · Chief Services Officer
since 07/2026 · owns less than 5%
Kim Maureen Kiefer-Goldenberg · Senior Vice President, Compliance
since 11/2022 · owns less than 5%
Kenny Pointer · Chief Services Officer
since 07/2018 · owns less than 5%
Duane Bradley Rollins · Chief Investment Officer
since 07/2026 · owns less than 5%

Entity owners

Mariner Wealth Advisors, LLC · Managing Member And Cco
direct · owns 75% or more
Emerald Holdings I, LLC · General Partner
indirect · owns F of Emerald Holdings II, L.P.
Emerald Holdings II, L.P. · Limited Partner
indirect · owns 75% or more of Lgp Feeder, L.P.
Gei Capital Viii, LLC · General Partner
indirect · owns F of Green Equity Investors Viii L.P.
Gei Capital Viii, LLC · General Partner
indirect · owns F of Green Equity Investors Side Viii L.P.
Gei Viii Mw Aggregator LLC · Member
indirect · owns 25% to 50% of Mwa Holdco, LLC
Green Equity Investors Side Viii L.P. · Member
indirect · owns 75% or more of Gei Viii Mw Blocker LLC
Leonard Green & Partners, L.P. · Manager
indirect · owns 75% or more of Peridot Coinvest Manager LLC
Lgp Feeder, L.P. · Limited Partner
indirect · owns 50% to 75% of Leonard Green & Partners, L.P.
Lgp Management, Inc. · General Partner
indirect · owns F of Leonard Green & Partners, L.P.
Lgp Management, Inc. · Manager
indirect · owns F of Gei Capital Viii, LLC
Mwa Holdco, LLC · Manager
indirect · owns F of Mwa Midco, LLC
Mwa Midco, LLC · Manager
indirect · owns F of Mariner Wealth Advisors, LLC
Peridot Coinvest Manager LLC · Manager
indirect · owns F of Gei Viii Mw Blocker LLC
Peridot Coinvest Manager LLC · Manager
indirect · owns F of Gei Viii Mw Aggregator LLC
The Danhakl Revocable Trust · Limited Partner
indirect · owns 25% to 50% of Emerald Holdings II, L.P.
The Danhakl Revocable Trust · Member
indirect · owns 25% to 50% of Emerald Holdings I, LLC
The Sokoloff Family Trust · Member
indirect · owns 25% to 50% of Emerald Holdings I, LLC
The Sokoloff Family Trust · Limited Partner
indirect · owns 25% to 50% of Emerald Holdings II, L.P.
Gei Viii Mw Blocker LLC · Member
indirect · owns 50% to 75% of Gei Viii Mw Aggregator LLC

Related persons

Schedule D 7.A

1248 Partners, LLC
investment adviserpooled vehicle sponsornRAUM $323M
Mariner
investment advisernRAUM $2.8B
Flyover Capital Partners, LLC
investment adviserpooled vehicle sponsornRAUM $148M
Mariner Advisor Network
investment advisernRAUM $9.6B
Mariner Institutional, LLC
investment advisernRAUM $2.8B
Mariner Insurance Resources, LLC
real estaten
Mariner Independent
investment advisernRAUM $7.3B
Mariner Specialty Tax Services, LLC
insurancen
Mariner Trust Company, LLC
n
Mariner Wealth
investment advisery
Mariner Wealth Advisors
investment advisernRAUM $2.2M
Montage Fund Advisors, LLC
investment adviserpooled vehicle sponsorn
Msec, LLC
broker-dealern
Ubiquity Management, LP
investment adviserpooled vehicle sponsorn

Advisers that list Mariner as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Overland Park, Ks · principal	145	18	1
New York, Ny	53	9	3
Cincinnati, Oh	41	9	2
Oakbrook Terrace, Il	37	3	0
Los Angeles, Ca	30	8	2
Tulsa, Ok	25	6	1
Sarasota, Fl	23	2	0
Brentwood, Mo	23	5	1
Scottsdale, Az	22	5	1
Highlands Ranch, Co	21	2	3
Manasquan, Nj	20	5	0
Madison, Nj	20	1	0
Plano, Tx	19	6	2
Bellevue, Wa	18	7	0
San Diego, Ca	17	0	1
Newport Beach, Ca	16	3	2
Coral Gables, Fl	16	2	0
Bloomington, Mn	16	7	0
Tigard, Or	16	3	1
Omaha, Ne	15	3	1

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 34 since 2015, 4 in 24 monthsderived
Advisors acquired: 200derived
Still registered after 90 days: 93% of 197derived
After 180 days: 94% of 197derived
After 365 days: 93% of 181derived
After 730 days: 89% of 175derived
Team lift-outs after: 40derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

New York, NY48 employees
Oakbrook Terrace, IL33 employees
Cincinnati, OH29 employees
Sarasota, FL26 employees
Los Angeles, CA24 employees
Brentwood, MO23 employees
Tulsa, OK21 employees
San Diego, CA18 employees
Highlands Ranch, CO18 employees
Manasquan, NJ16 employees
Madison, NJ16 employees
Portland, OR14 employees
Scottsdale, AZ14 employees
Omaha, NE14 employees
Houston, TX13 employees
Wilmington, DE12 employees
Bellevue, WA10 employees
Coral Gables, FL10 employees
Concord, NH9 employees
State College, PA9 employees
Danville, CA8 employees
Plano, TX8 employees
Bloomington, MN8 employees
Novi, MI8 employees
El Segundo, CA7 employees

ADV anomalies

5 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 5, 2026
SOKOLOFF, JONATHAN, DAVIS (ELECTED MANAGER) left Schedule A between the filings of 2023-03-30 and 2026-08-05
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 5, 2026
DANHAKL, JOHN, GLENN (TRUSTEE) left Schedule A between the filings of 2023-03-30 and 2026-08-05
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 5, 2026
HENSON, GARY, PAUL (ELECTED MANAGER) left Schedule A between the filings of 2023-03-30 and 2026-08-05
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 5, 2026
SEIFFER, JONATHAN, ADAM (ELECTED MANAGER) left Schedule A between the filings of 2023-03-30 and 2026-08-05
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 5, 2026
RADENBERG, KATRINA, DELORES (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2023-03-30 and 2026-08-05
peers: affiliated wealth managers, $20B and over (50)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 155,767 to 186,791
Nov 12, 2025 to Mar 27, 2026
Advisory employees · 803 to 933
Nov 12, 2025 to Mar 27, 2026
BD registered reps · 100 to 108
Nov 12, 2025 to Mar 27, 2026
Business name · MARINER WEALTH to MARINER
Nov 12, 2025 to Mar 27, 2026
Charity clients · 142 to 145
Nov 12, 2025 to Mar 27, 2026
Corporate clients · 231 to 257
Nov 12, 2025 to Mar 27, 2026
HNW clients · 17,322 to 22,322
Nov 12, 2025 to Mar 27, 2026
Individual clients · 26,215 to 32,261
Nov 12, 2025 to Mar 27, 2026
Pension plan clients · 550 to 458
Nov 12, 2025 to Mar 27, 2026
Assets in custody · $27B to $33B
Nov 12, 2025 to Mar 27, 2026
Employees · 1,503 to 1,889
Nov 12, 2025 to Mar 27, 2026
Insurance-licensed employees · 3 to 1
Nov 12, 2025 to Mar 27, 2026
State-registered IARs · 803 to 933
Nov 12, 2025 to Mar 27, 2026
Other offices · 115 to 130
Nov 12, 2025 to Mar 27, 2026
Private funds · 4 to 2
Nov 12, 2025 to Mar 27, 2026
Discretionary RAUM · $89B to $123B
Nov 12, 2025 to Mar 27, 2026
HNW RAUM · $77B to $105B
Nov 12, 2025 to Mar 27, 2026
Individual RAUM · $9.4B to $11B
Nov 12, 2025 to Mar 27, 2026
Non-discretionary RAUM · $9.8B to $2.2B
Nov 12, 2025 to Mar 27, 2026
Pension RAUM · $5.9B to $3.8B
Nov 12, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $13.5M to $9.2M
Nov 12, 2025 to Mar 27, 2026
RAUM · $99B to $125B
Nov 12, 2025 to Mar 27, 2026
Related bank · true to false
Nov 12, 2025 to Mar 27, 2026
Wrap assets (manager) · $66.3M to $71.1M
Nov 12, 2025 to Mar 27, 2026
Accounts · 132,567 to 155,767
Oct 21, 2024 to Mar 28, 2025
Advisory employees · 709 to 803
Oct 21, 2024 to Mar 28, 2025
BD registered reps · 97 to 100
Oct 21, 2024 to Mar 28, 2025
Charity clients · 134 to 142
Oct 21, 2024 to Mar 28, 2025
Corporate clients · 232 to 231
Oct 21, 2024 to Mar 28, 2025
HNW clients · 15,059 to 17,322
Oct 21, 2024 to Mar 28, 2025
Individual clients · 24,719 to 26,215
Oct 21, 2024 to Mar 28, 2025
Pension plan clients · 534 to 550
Oct 21, 2024 to Mar 28, 2025
Pooled vehicle clients · 4 to 2
Oct 21, 2024 to Mar 28, 2025
Assets in custody · $20B to $27B
Oct 21, 2024 to Mar 28, 2025
Employees · 1,498 to 1,503
Oct 21, 2024 to Mar 28, 2025
Insurance-licensed employees · 4 to 3
Oct 21, 2024 to Mar 28, 2025
Financial planning clients · More than 500 to More than 500
Oct 21, 2024 to Mar 28, 2025
State-registered IARs · 709 to 803
Oct 21, 2024 to Mar 28, 2025
Other offices · 68 to 115
Oct 21, 2024 to Mar 28, 2025
Discretionary RAUM · $75B to $89B
Oct 21, 2024 to Mar 28, 2025

Signals

60 dated events

Matt Butler registered as an investment adviser representative at Mariner
Sep 15, 2026 · Advisor registered · fact
David George Givler left Mariner for Savvy (registered 2026-09-11)
Sep 8, 2026 · Advisor changed firm · fact
Kimberly Rose Blakely left Mariner for Robert W. Baird & Co. Incorporated (registered 2026-09-02)
Aug 31, 2026 · Advisor changed firm · fact
Benjamin David Wayne Katsel left Mariner for Focus Partners Wealth, Llc (registered 2026-09-02)
Aug 21, 2026 · Advisor changed firm · fact
Alyssa Marie Molan left Mariner for Founders Financial Securities, LLC (registered 2026-09-16)
Aug 18, 2026 · Advisor changed firm · fact
Atlantic Wealth Partners, LLC's advisors moved to Mariner (North Palm Beach, FL): 3 of 3 registered, on the same day
Jul 28, 2026 · Firm absorbed (people side) · derived
Donato Alfredo Moneta left Mariner for Gotham Asset Management, Llc (registered 2026-08-18)
Jul 14, 2026 · Advisor changed firm · fact
Jackson Robert Tucker left Mariner for Focus Partners Wealth, Llc (registered 2026-07-16)
Jul 14, 2026 · Advisor changed firm · fact
Logan James Zeisler left Mariner for Brady Martz Wealth Solutions, Llc (registered 2026-07-27)
Jul 10, 2026 · Advisor changed firm · fact
Erica Jean Cortez left Mariner for Lido (registered 2026-06-24)
Jun 16, 2026 · Advisor changed firm · fact
Eric Krausz Adler left Mariner for Founders Financial Securities, Llc (registered 2026-06-24)
Jun 9, 2026 · Advisor changed firm · fact
3 advisors left Newedge Advisors (New Orleans, LA) for Mariner on the same day
May 29, 2026 · Team lift-out · derived
Andrew Moore Smith left Mariner for Kayne Anderson Rudnick Investment Management, Llc (registered 2026-06-03)
May 28, 2026 · Advisor changed firm · fact
Marc Robert Beaudreau left Mariner for Fisher Investments (registered 2026-07-20)
May 22, 2026 · Advisor changed firm · fact
2 advisors left Mariner Advisor Network (Sacramento, CA) for Mariner on the same day
May 22, 2026 · Team lift-out · derived
Shannon R Wedepohl left Mariner for Robert W. Baird & Co. Incorporated (registered 2026-06-02)
May 18, 2026 · Advisor changed firm · fact
Jordan L Crabb left Mariner for Tfo Wealth Partners (registered 2026-06-02)
May 11, 2026 · Advisor changed firm · fact
Sheldon J Black left Mariner for Franklin, Parlapiano, Turner & Welch Llc (registered 2026-07-15)
May 11, 2026 · Advisor changed firm · fact
Bradley Loren Anderson left Mariner for Pure Financial Advisors, Llc (registered 2026-06-04)
May 1, 2026 · Advisor changed firm · fact
Lisa Rose Mange left Mariner for Triad Wealth Partners, Llc (registered 2026-07-02)
May 1, 2026 · Advisor changed firm · fact
Sean Engel left Mariner for Corient (registered 2026-04-23)
Apr 14, 2026 · Advisor changed firm · fact
Lauren Trott Gabele left Mariner for Cascade Financial Partners, Llc (registered 2026-04-28)
Apr 9, 2026 · Advisor changed firm · fact
Mariner reported 130 offices beyond its principal office, up from 115 (2025-11-12 to 2026-03-27)
Mar 27, 2026 · Office count change · derived
Mariner reported RAUM $125.4B, up 27% from $98.6B (2025-11-12 to 2026-03-27)
Mar 27, 2026 · RAUM change · derived
Jennifer Lam left Mariner for Cresset Asset Management, Llc (registered 2026-04-21)
Mar 11, 2026 · Advisor changed firm · fact
Erik Paul Gulsrud left Mariner for Gulsrud Consulting Llc (registered 2026-09-10)
Mar 11, 2026 · Advisor changed firm · fact
Christian Patrick Richards left Mariner for Cooper Mcmanus (registered 2026-01-29)
Mar 4, 2026 · Advisor changed firm · fact
Steven James Lathrop left Mariner for Cooper Mcmanus (registered 2026-02-02)
Mar 4, 2026 · Advisor changed firm · fact
Daniel Charles Hauschild left Mariner for Tcfg Investment Advisors, Llc (registered 2026-03-11)
Feb 27, 2026 · Advisor changed firm · fact
James Hunter Cloud left Mariner for Savvy (registered 2026-03-02)
Feb 24, 2026 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Mariner · Family Offices
shared crd · office
Mariner · Independent Sponsors
shared crd · capital_provider
Mariner Wealth · Private Equity
shared crd · organization
Mariner Wealth · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/mariner-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/adviceperiodreportedpublic record, Form ADV, Sep 17, 2026
Website: mariner.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 913-904-5700reportedpublic record, Form ADV, Aug 5, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $127Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Mariner is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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