DFX Intelligence
Advisors
Advisors registered through Hsbc Securities (USA) Inc.About this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
376 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Kirk Whalen dual registrant | Hsbc Securities (USA) Inc. BD affiliated | Beverly Hills, Ca | Feb 24, 2026 | 12 y | 1 | 1 |
| Brett A Whitty dual registrant | Hsbc Securities (USA) Inc. BD affiliated | Buffalo, Ny | Jun 24, 2025 | 10 y | 0 | 1 |
| Patrick Wild Chartered Financial Analyst · dual registrant | Hsbc Securities (USA) Inc. BD affiliated | New York, Ny | Apr 17, 2026 | 13 y | 1 | 1 |
| M•••••• R•••• W••••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Snyder, Ny | Jan 7, 2025 | 30 y | 6 | 2 |
| S•••• W••••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | New York, Ny | Oct 10, 2017 | 10 y | 0 | 2 |
| Q•••••• W••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Fremont, Ca | Feb 15, 2024 | 14 y | 0 | 3 |
| J•••••••• W• dual registrant | H••• S••••••••• •••• I••• BD affiliated | San Francisco, Ca | Aug 23, 2023 | 11 y | 0 | 3 |
| J•••• W• dual registrant | H••• S••••••••• •••• I••• BD affiliated | New York, Ny | Aug 17, 2022 | 12 y | 0 | 3 |
| M••• D•• X••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | New Hyde Park, Ny | Aug 7, 2023 | 11 y | 0 | 1 |
| F••••• X•• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Bellevue, Wa | Aug 24, 2026 | 10 y | 0 | 1 |
| M•••• Y••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | San Francisco, Ca | Aug 21, 2025 | 10 y | 1 | 5 |
| Z•••••• Y••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Flushing, Ny | Nov 7, 2025 | 11 y | 1 | 1 |
| P•••• T•••••• Y•• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Cupertino, Ca | Feb 1, 2024 | 28 y | 2 | 4 |
| F•• H•• Y•• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Livingston, Nj | Aug 12, 2015 | 19 y | 4 | 9 |
| G•••••• V•••••• Y••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Brooklyn, Ny | Jan 23, 2024 | 12 y | 3 | 1 |
| J••• P••• Z•••••••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Buffalo, Ny | Jun 21, 2022 | 30 y | 0 | 1 |
| C•••••••• L• Z••••••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Oakley, Ca | Apr 21, 2025 | 17 y | 2 | 1 |
| Q•••• Z•••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Irvine, Ca | Aug 12, 2021 | 10 y | 0 | 5 |
| Q••• Z•••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Buffalo, Ny | Oct 13, 2021 | 10 y | 0 | 21 |
| R••• Z•••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Bellevue, Wa | May 16, 2023 | 12 y | 0 | 9 |
| R••• Z••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | New York, Ny | Jul 10, 2021 | 10 y | 0 | 24 |
| W•• Z••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Amherst, Ny | Mar 23, 2023 | 12 y | 0 | 1 |
| B•• Z•••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | New York, Ny | Aug 23, 2023 | 10 y | 0 | 21 |
| Q••••• Z•• Chartered Financial Analyst · dual registrant | H••• S••••••••• •••• I••• BD affiliated | New York, Ny | May 9, 2017 | 10 y | 0 | 2 |
| W•••• B•••••• Z•••••••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Beverly Hills, Ca | Jan 31, 2023 | 15 y | 0 | 1 |
| T••••• G••••• Z••••••• dual registrant | H••• S••••••••• •••• I••• BD affiliated | Staten Island, Ny | Feb 4, 2009 | 30 y | 1 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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