DFX Intelligence
Advisors
Advisors registered through StephensAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
243 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Steven Laurence Middleton dual registrant | Stephens BD affiliated | Little Rock, Ar | Nov 5, 2013 | 40 y | 0 | 2 |
| Andrew J Miller dual registrant | Stephens BD affiliated | Little Rock, Ar | Oct 20, 2025 | 11 y | 0 | 2 |
| Brennan Joseph Mitchell dual registrant | Stephens BD affiliated | Little Rock, Ar | Aug 27, 2025 | 11 y | 0 | 2 |
| J•••• R••••• M••••••• Certified Financial Planner · dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jan 13, 1995 | 31 y | 0 | 2 |
| T••••• A•••• M••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jun 29, 2018 | 14 y | 0 | 2 |
| M•••• N••••• M••••••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Nov 10, 2023 | 13 y | 0 | 2 |
| G••• S••••• M••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Oct 20, 2025 | 11 y | 0 | 2 |
| E•••• L••••••• M••••• Certified Financial Planner · dual registrant | S••••••• BD affiliated | Columbia, Sc | Sep 10, 2012 | 22 y | 2 | 2 |
| R•••••• L••••••••• M••••• dual registrant | S••••••• BD affiliated | Memphis, Tn | May 30, 2017 | 17 y | 1 | 2 |
| J•••• C•••••••• M••••• dual registrant | S••••••• BD affiliated | Dallas, Tx | Jul 13, 2026 | 11 y | 0 | 1 |
| J••• E••••• M••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Aug 23, 2018 | 10 y | 0 | 2 |
| M•••••• H••••• N•••• Chartered Financial Analyst · dual registrant | S••••••• BD affiliated | Ridgeland, Ms | Jan 3, 2022 | 12 y | 0 | 2 |
| R••• J••• N•••••• dual registrant | S••••••• BD affiliated | Fayetteville, Ar | Oct 7, 2015 | 11 y | 0 | 2 |
| O•••• N••••• S•••••• Chartered Financial Analyst · dual registrant | S••••••• BD affiliated | Little Rock, Ar | Sep 30, 2024 | 12 y | 0 | 2 |
| B••••• C•••••• N••••• Certified Financial Planner · dual registrant | S••••••• BD affiliated | Little Rock, Ar | Aug 9, 2004 | 39 y | 1 | 2 |
| A•••••• J••• N••••••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jun 13, 2024 | 13 y | 4 | 2 |
| K•••• H•••• O••••••• dual registrant | S••••••• BD affiliated | Conway, Ar | Apr 16, 2014 | 30 y | 0 | 2 |
| M•••••• C•••••••• O•••• Chartered Financial Analyst · dual registrant | S••••••• BD affiliated | Little Rock, Ar | Aug 9, 2018 | 22 y | 0 | 2 |
| S•••• M•••• O•••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Aug 22, 2018 | 10 y | 3 | 2 |
| L•••• J•• O•• dual registrant | S••••••• BD affiliated | Fayetteville, Ar | Aug 29, 2024 | 13 y | 0 | 2 |
| C••••• S••••••• O•••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Sep 17, 2025 | 11 y | 0 | 2 |
| J•••••• D•••• P•••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Sep 15, 2025 | 11 y | 0 | 2 |
| A••••• A••• P•••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Apr 16, 2014 | 37 y | 0 | 2 |
| J••••• E••••• E••••• P•••••• dual registrant | S••••••• BD affiliated | Winston-Salem, Nc | Jan 2, 2020 | 14 y | 0 | 2 |
| H••••••• P•••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Dec 12, 2022 | 14 y | 0 | 2 |
| K•••• E•••••• P••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jan 31, 2020 | 15 y | 1 | 2 |
| G••• L•• P••••• dual registrant | S••••••• BD affiliated | Winston-Salem, Nc | Jun 12, 2012 | 34 y | 1 | 2 |
| S•••••• R••• P••••• dual registrant | S••••••• BD affiliated | Winston-Salem, Nc | Dec 17, 2019 | 14 y | 0 | 2 |
| B••••••• H••••• P•••• dual registrant | S••••••• BD affiliated | Fayetteville, Ar | Mar 3, 2015 | 23 y | 5 | 2 |
| J••••• P•••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Oct 15, 2024 | 12 y | 0 | 2 |
| D•••• M•••••• P••••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jun 29, 1998 | 35 y | 0 | 2 |
| C••••••• F••••• P•••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Aug 5, 1999 | 33 y | 0 | 2 |
| W•••••• B••••• P•••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jan 20, 2026 | 12 y | 0 | 2 |
| C•••••• R••••• P••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jun 18, 2007 | 19 y | 0 | 2 |
| W•••••• T•••• P••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | May 19, 2021 | 10 y | 2 | 2 |
| H••••• H••••• R•••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Apr 18, 2022 | 10 y | 0 | 2 |
| L••• D•••••• R•••••• dual registrant | S••••••• BD affiliated | Rogers, Ar | Aug 1, 2024 | 10 y | 0 | 2 |
| R••••• W•••••• R•••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Aug 5, 1999 | 46 y | 0 | 2 |
| R••••• S••••• R••••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Mar 2, 2018 | 24 y | 2 | 2 |
| E•••• J•••• R•••••• dual registrant | S••••••• BD affiliated | Rogers, Ar | Jun 27, 2024 | 12 y | 0 | 2 |
| R•••••• O••• R••••• dual registrant | S••••••• BD affiliated | Winston-Salem, Nc | Jan 18, 2011 | 42 y | 2 | 2 |
| R•••••• O••• R••••• dual registrant | S••••••• BD affiliated | Winston-Salem, Nc | Aug 25, 2023 | 11 y | 0 | 2 |
| M•••••• R••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Aug 19, 2024 | 26 y | 3 | 2 |
| S••• M••••• R••••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Mar 29, 2000 | 34 y | 0 | 2 |
| B•••••• J•• R•• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Sep 8, 2021 | 22 y | 0 | 2 |
| J•••• R••••• S••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jan 5, 2022 | 10 y | 1 | 2 |
| J•••• H••••• S•••••• dual registrant | S••••••• BD affiliated | Hot Springs, Ar | Nov 25, 2013 | 18 y | 1 | 2 |
| C•••• S•••• S•••••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | Jan 2, 2026 | 10 y | 0 | 1 |
| M•••••• S•••••• S•••••• dual registrant | S••••••• BD affiliated | Castle Rock, Co | Jan 8, 2024 | 20 y | 1 | 1 |
| R••• S••• dual registrant | S••••••• BD affiliated | Little Rock, Ar | May 23, 2023 | 14 y | 0 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.