DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stephens
Legal name Stephens Inc.
Latest filing Aug 11, 2026
First filing on the tape Dec 19, 2011 · 110 filings
SEC status approved since Sep 19, 1980
RAUM
$18B
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
79%
$14B individuals and HNW
Advisors
244
registered through the firm on IAPD
RAUM per advisor
$74.0M
derived; firm RAUM over IAPD count
Employees
611
247 advisory (5.B.1)
Offices
20
beyond the principal office
Private funds
0
reported on Schedule D
History
110 filings and snapshots on the tape
RAUM$18B as of Aug 11, 2026
Feb 23, 2012$3.8B then
HNW client RAUM$10B as of Aug 11, 2026
Mar 30, 2018$3.9B then
State-registered IARs (5.B.3)247 as of Aug 11, 2026
Feb 23, 20120 then
Employees (5.A)611 as of Aug 11, 2026
Mar 28, 2013598 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 244 to 247
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $74.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $820,556derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 11.6derived21 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +1.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- $18BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$10B65%
- Individuals$4.1B26%
- Corporations and businesses$621M4.0%
- State and municipal entities$362M2.3%
- Pension and profit-sharing plans$227M1.5%
- Insurance companies$123M0.8%
- Banks and thrifts$29.1M0.2%
- Charitable organizations$17.6M0.1%
- Individual clients
- 18,080reported
- HNW clients
- 3,088reported
- Pension plan clients
- 249reported
- Charitable clients
- 21reported
- Accounts
- 21,991reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performance, commissionsreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=611.0derived
Advisors registered through the firm
243 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Robert MitchellCertified Financial Planner | Little Rock, Ar | Jan 13, 1995 | 31 y | 0 |
| James Alexander Jordan | Little Rock, Ar | Apr 11, 1997 | 41 y | 0 |
| Terral Alan Gammill | Little Rock, Ar | May 14, 1998 | 35 y | 0 |
| David Michael Phillips | Little Rock, Ar | Jun 29, 1998 | 35 y | 0 |
| Allan Mattison Tucker | Little Rock, Ar | Aug 5, 1999 | 36 y | 0 |
| Robert William Raney | Little Rock, Ar | Aug 5, 1999 | 46 y | 0 |
| Andrew Lander Christian | Little Rock, Ar | Aug 5, 1999 | 27 y | 0 |
| Clarence Foster Pollock | Little Rock, Ar | Aug 5, 1999 | 33 y | 0 |
| Daniel Patrick Belz | Little Rock, Ar | Aug 5, 1999 | 45 y | 0 |
| Debbie Lynn Lilley | Conway, Ar | Aug 5, 1999 | 33 y | 0 |
| Frederick Barker Blagg | Hot Springs, Ar | Oct 14, 1999 | 36 y | 0 |
| Edward Paul Frost | Pangburn, Ar | Jan 12, 2000 | 32 y | 0 |
| Saul Maddox Rousseau | Little Rock, Ar | Mar 29, 2000 | 34 y | 0 |
| Richard Randolph Alexander | Austin, Tx | Apr 3, 2001 | 34 y | 0 |
| John Darwin Grobmyer | Little Rock, Ar | Jul 20, 2001 | 27 y | 0 |
| Mimi Myer HurstChartered Financial Analyst | Little Rock, Ar | Nov 21, 2001 | 25 y | 0 |
| Dylan Lane Lewis | Little Rock, Ar | Dec 5, 2001 | 34 y | 0 |
| Kyle William Jenner | Fayetteville, Ar | Mar 20, 2002 | 40 y | 0 |
| Michael George Cronkhite | Little Rock, Ar | May 14, 2003 | 23 y | 0 |
| John Michael Walker | Charlotte, Nc | Dec 5, 2003 | 43 y | 1 |
| Marion Walker Fulk | Little Rock, Ar | Jan 30, 2004 | 34 y | 1 |
| Ashley Clark Mcanulty | Nashville, Tn | Feb 20, 2004 | 23 y | 0 |
| William Walker Bowman | Little Rock, Ar | May 11, 2004 | 28 y | 1 |
| Briant Charles NolandCertified Financial Planner | Little Rock, Ar | Aug 9, 2004 | 39 y | 1 |
| Giles Augustus Coors | Memphis, Tn | Aug 23, 2004 | 45 y | 1 |
| Robert Edward Jones | Little Rock, Ar | Sep 7, 2004 | 34 y | 0 |
| Nicholas Vidal BeareChartered Financial Analyst | Dallas, Tx | Nov 10, 2005 | 38 y | 0 |
| John Michael Leake | Miami, Fl | Mar 30, 2006 | 34 y | 0 |
| Cynthia S Burger | Charlotte, Nc | Aug 31, 2006 | 27 y | 1 |
| John Spencer Whitman | Little Rock, Ar | Oct 2, 2006 | 35 y | 1 |
| Jonny David Waddle | Fayetteville, Ar | Mar 26, 2007 | 38 y | 1 |
| Charles Robert Porter | Little Rock, Ar | Jun 18, 2007 | 19 y | 0 |
| Robert Thomas Feltus | Little Rock, Ar | Jul 11, 2007 | 20 y | 0 |
| Leon Guy LantsChartered Financial Analyst | Little Rock, Ar | Nov 2, 2007 | 38 y | 0 |
| Dana F SilaskiChartered Financial Analyst | Little Rock, Ar | Nov 19, 2007 | 32 y | 0 |
| Brett Richard HuffChartered Financial Analyst | Little Rock, Ar | Nov 28, 2007 | 21 y | 0 |
| John Thomas Gay | Jonesboro, Ar | Aug 15, 2008 | 29 y | 2 |
| James Edward Brain | Rogers, Ar | Apr 3, 2009 | 31 y | 1 |
| Mark Edward DuttonCertified Financial Planner | Fayetteville, Ar | Apr 3, 2009 | 43 y | 1 |
| Keith Arnn Westmoreland | Little Rock, Ar | Apr 3, 2009 | 21 y | 1 |
Advisor movement
8 left, 5 joined in 12 months
net -3 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 3.3% of current headcount32 left over 36 months
Left, latest
- Wynton Blount to Arete Wealth Advisors, LLCAug 18, 2026 · Affiliated broker-dealer or bank to another
- Gatlin Scott Hufstedler to Arvest Wealth ManagementJul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sahil Veeramoney to Piper Sandler & Co.Jun 17, 2026 · Other
- Ken Hall Barnett to Raymond James & Associates, Inc.Apr 13, 2026 · Affiliated broker-dealer or bank to another
- James Charles Aughenbaugh to Rockefeller Capital ManagementDec 22, 2025 · Affiliated broker-dealer or bank to another
- Kerry Ann Mcgauran to Rockefeller Capital ManagementDec 22, 2025 · Affiliated broker-dealer or bank to another
- James Maxwell Markley to Rockefeller Capital ManagementDec 22, 2025 · Affiliated broker-dealer or bank to another
- Kyle Lawson Stouffer to Rockefeller Capital ManagementDec 22, 2025 · Affiliated broker-dealer or bank to another
- Gregory Charles Sensale to Dimensional Fund Advisors LPJul 17, 2025 · Other
- Seth Anthony Stewart to Kingswood Wealth Advisors, LLCFeb 27, 2025 · Affiliated broker-dealer or bank to another
- Robert Eugene Durham to Anchyra Partners LLCFeb 26, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Trevor Cain Crews to Raymond James Financial Services Advisors, IncFeb 24, 2025 · Affiliated broker-dealer or bank to another
- Jessica A Middleton to Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 14, 2025 · Affiliated broker-dealer or bank to wirehouse
- Jenna Nicole Davis to Raymond James & Associates, Inc.Nov 25, 2024 · Affiliated broker-dealer or bank to another
- Mark Stephen Trimble to Raymond James & Associates, Inc.Nov 5, 2024 · Affiliated broker-dealer or bank to another
Joined, latest
- Jack Kincannon from Arvest Wealth ManagementJun 11, 2026 · RIA to affiliated broker-dealer or bank
- James William Thompson from Sallux Investments LLCFeb 23, 2026 · Other
- Phyllis Ann Achor from Bok Financial AdvisorsJan 22, 2026 · Affiliated broker-dealer or bank to another
- Bonnie Lee Boyd from Kestra Advisory Services, LLCDec 26, 2025 · Affiliated broker-dealer or bank to another
- Carter William Lowe from Financial Management, Inc.Nov 5, 2025 · RIA to affiliated broker-dealer or bank
- Carlton Forrester from J.P. Morgan Securities LLCSep 15, 2025 · Wirehouse to affiliated broker-dealer or bank
- William Cooper Crawford from 49 FinancialAug 27, 2025 · RIA to affiliated broker-dealer or bank
- William Barclay Holmes from J.P. Morgan Securities LLCAug 4, 2025 · Wirehouse to affiliated broker-dealer or bank
- Grace Wages from J.P. Morgan Securities LLCAug 4, 2025 · Wirehouse to affiliated broker-dealer or bank
- Joshua Jay Mccord from J.P. Morgan Securities LLCAug 1, 2025 · Wirehouse to affiliated broker-dealer or bank
- Robert Mcknight Johnston from Raymond James Financial Services Advisors, IncMar 27, 2025 · Affiliated broker-dealer or bank to another
- Richard C Wethington from Sowell ManagementFeb 11, 2025 · RIA to affiliated broker-dealer or bank
- Charles Jordan Vanorder from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 21, 2025 · Wirehouse to affiliated broker-dealer or bank
- Alberto Jose Nunez-Garcia from Osaic Wealth, Inc.Jun 13, 2024 · Affiliated broker-dealer or bank to another
- Michael Stephen Scialla from A. G. Edwards & Sons, Inc.Jan 8, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Rockefeller Capital ManagementDec 22, 2025 · Dallas, Tx
- 9 left for Stephens Investment Management Group, LLCDec 22, 2023 · Houston, Tx
- 2 left for Raymond James & Associates, Inc.Jul 31, 2023 · Ridgeland, Ms
- 2 left for Wells Fargo AdvisorsJul 7, 2023 · New York, Ny
- 3 left for Lees Monsour GroupMar 30, 2022 · Shreveport, La
- 2 left for Independent Advisor Alliance, LLCJan 6, 2022 · Columbia, Sc
- 2 left for Independent Advisor Alliance, LLCOct 14, 2021 · Atlanta, Ga
- 2 left for Rockefeller Capital ManagementSep 7, 2021 · Atlanta, Ga
- 3 joined from Wells Fargo AdvisorsApr 30, 2018 · Germantown, Tn
- 2 joined from Morgan StanleyMay 19, 2017 · Winstonsalem, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Curtis Franklin Jr Bradbury · Vice Chairman Of Boardcontrolsince 05/2023 · owns less than 5%
- Laura Stephens Brookshire · Senior Executive Vice Presidentcontrolsince 01/2025 · owns less than 5%
- Mark Christopher Doramus · Senior Executive Vice President/Cfo/Secretary/Treasurercontrolsince 01/2006 · owns less than 5%
- Joseph Bradford Eichler · Sr Exec Vp, Chief Operating Officer, Directorcontrolsince 05/2023 · owns less than 5%
- John Calhoun Stephens · Co-Chief Executive Officercontrolsince 01/2025 · owns less than 5%
- Warren Amerine Stephens · President/Ceo/Chairmancontrolsince 06/1985 · owns less than 5%
- Warren Miles Stephens · Co-Chief Executive Officercontrolsince 01/2025 · owns less than 5%
- Warren Amerine Stephens · Trusteecontrolsince 06/2006 · owns 75% or more of Warren A. Stephens Revocable Trust #Two Uid 6/14/2006
- Donald Lawrence Chaney · Senior Vice President And Chief Compliance Officer - Broker Dealer/Investment Advisor Counselsince 07/2015 · owns less than 5%
- Zoe Ann Hines · Executive Vp, Assistant Cfo & Controller, Designated Nyse Chief Operations Officersince 01/2005 · owns less than 5%
- Rachel Elizabeth Mondl Mayo · Executive Vice President/General Counselsince 07/2022 · owns less than 5%
Entity owners
- Si Holdings Inc. · Shareholder Commondirect · owns 75% or more
- Stephens Financial Services LLC · Shareholder Commonindirect · owns 75% or more of Si Holdings Inc.
- Warren A. Stephens Revocable Trust #Two Uid 6/14/2006 · Membership Interestindirect · owns 75% or more of Stephens Financial Services LLC
Related persons
Schedule D 7.A
- Stephens Europe Limitedbroker-dealern
- Stephens Insurance, LLCreal estaten
- Stephens Investment Management Group, LLCinvestment advisernRAUM $9.5B
Advisers that list Stephens as a related person
- 136369 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Little Rock, Ar · principal | 128 | 14 | 2 | ||
| Memphis, Tn | 21 | 2 | 0 | ||
| Winstonsalem, Nc | 19 | 1 | 0 | ||
| Fayetteville, Ar | 14 | 0 | 0 | ||
| Atlanta, Ga | 8 | 1 | 0 | ||
| Rogers, Ar | 8 | 0 | 0 | ||
| Dallas, Tx | 7 | 1 | 4 | 1 | |
| Charlotte, Nc | 7 | 2 | 1 | ||
| Conway, Ar | 7 | 0 | 0 | ||
| Shreveport, La | 6 | 0 | 0 | ||
| Columbia, Sc | 6 | 0 | 0 | ||
| Nashville, Tn | 6 | 0 | 0 | ||
| Hot Springs, Ar | 5 | 0 | 0 | ||
| Austin, Tx | 4 | 0 | 0 | ||
| New York, Ny | 4 | 1 | 0 | ||
| Ridgeland, Ms | 4 | 0 | 1 | ||
| Jonesboro, Ar | 3 | 0 | 0 | ||
| Houston, Tx | 3 | 0 | 0 | ||
| Celebration, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Memphis, TN23 employees
- Winston Salem, NC23 employees
- Fayetteville, AR11 employees
- Houston, TX9 employees
- Nashville, TN7 employees
- Dallas, TX6 employees
- Rogers, AR6 employees
- New York, NY6 employees
- Columbia, SC6 employees
- Conway, AR5 employees
- Hot Springs, AR5 employees
- Charlotte, NC5 employees
- Ridgeland, MS5 employees
- Atlanta, GA3 employees
- Chicago, IL3 employees
- Jonesoboro, AR3 employees
- Portland, ME3 employees
- Shreveport, LA3 employees
- Austin, TX2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 11, 2026STEPHENS, JOHN CALHOUN (CO-CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2023-06-16 and 2026-08-11peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Aug 11, 2026STEPHENS, WARREN MILES (CO-CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2023-06-16 and 2026-08-11peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Aug 11, 2026BROOKSHIRE, LAURA STEPHENS (SENIOR EXECUTIVE VICE PRESIDENT) appeared on Schedule A between the filings of 2023-06-16 and 2026-08-11peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Aug 11, 2026STEPHENS, WARREN AMERINE (PRESIDENT/CEO/CHAIRMAN) left Schedule A between the filings of 2023-06-16 and 2026-08-11peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 21,784 to 21,991Dec 16, 2025 to Mar 31, 2026
- Advisory employees · 246 to 247Dec 16, 2025 to Mar 31, 2026
- BD registered reps · 623 to 611Dec 16, 2025 to Mar 31, 2026
- Charity clients · 23 to 21Dec 16, 2025 to Mar 31, 2026
- Corporate clients · 191 to 188Dec 16, 2025 to Mar 31, 2026
- HNW clients · 2,816 to 3,088Dec 16, 2025 to Mar 31, 2026
- Individual clients · 18,158 to 18,080Dec 16, 2025 to Mar 31, 2026
- Pension plan clients · 270 to 249Dec 16, 2025 to Mar 31, 2026
- Employees · 623 to 611Dec 16, 2025 to Mar 31, 2026
- State-registered IARs · 244 to 247Dec 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $14BDec 16, 2025 to Mar 31, 2026
- HNW RAUM · $8.9B to $10BDec 16, 2025 to Mar 31, 2026
- Individual RAUM · $4.1B to $4.1BDec 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $3.9B to $4.2BDec 16, 2025 to Mar 31, 2026
- Pension RAUM · $236M to $227MDec 16, 2025 to Mar 31, 2026
- RAUM · $16B to $18BDec 16, 2025 to Mar 31, 2026
- Accounts · 21,683 to 21,784Jun 24, 2025 to Aug 21, 2025
- Charity clients · 22 to 23Jun 24, 2025 to Aug 21, 2025
- Corporate clients · 200 to 191Jun 24, 2025 to Aug 21, 2025
- HNW clients · 2,663 to 2,816Jun 24, 2025 to Aug 21, 2025
- Individual clients · 18,191 to 18,158Jun 24, 2025 to Aug 21, 2025
- Pension plan clients · 274 to 270Jun 24, 2025 to Aug 21, 2025
- Discretionary RAUM · $12B to $13BJun 24, 2025 to Aug 21, 2025
- HNW RAUM · $8.4B to $8.9BJun 24, 2025 to Aug 21, 2025
- Individual RAUM · $4.0B to $4.1BJun 24, 2025 to Aug 21, 2025
- Non-discretionary RAUM · $3.8B to $3.9BJun 24, 2025 to Aug 21, 2025
- Pension RAUM · $230M to $236MJun 24, 2025 to Aug 21, 2025
- RAUM · $16B to $16BJun 24, 2025 to Aug 21, 2025
- Financial planning clients · More than 500 to More than 500Mar 31, 2025 to Jun 24, 2025
- Accounts · 21,924 to 21,683Feb 7, 2025 to Mar 31, 2025
- Advisory employees · 244 to 246Feb 7, 2025 to Mar 31, 2025
- BD registered reps · 629 to 623Feb 7, 2025 to Mar 31, 2025
- Corporate clients · 219 to 200Feb 7, 2025 to Mar 31, 2025
- HNW clients · 2,442 to 2,663Feb 7, 2025 to Mar 31, 2025
- Individual clients · 18,603 to 18,191Feb 7, 2025 to Mar 31, 2025
- Pension plan clients · 305 to 274Feb 7, 2025 to Mar 31, 2025
- Employees · 629 to 623Feb 7, 2025 to Mar 31, 2025
- Discretionary RAUM · $11B to $12BFeb 7, 2025 to Mar 31, 2025
- HNW RAUM · $7.6B to $8.4BFeb 7, 2025 to Mar 31, 2025
- Individual RAUM · $4.0B to $4.0BFeb 7, 2025 to Mar 31, 2025
Signals
60 dated events
- Wynton Blount left Stephens for Arete Wealth Advisors, Llc (registered 2026-08-03)Aug 18, 2026 · Advisor changed firm · fact
- Gatlin Scott Hufstedler left Stephens for Arvest Wealth Management (registered 2026-07-29)Jul 27, 2026 · Advisor changed firm · fact
- Sahil Veeramoney left Stephens for Piper Sandler & Co. (registered 2026-08-04)Jun 17, 2026 · Advisor changed firm · fact
- Ken Hall Barnett left Stephens for Raymond James & Associates, Inc. (registered 2026-04-13)Apr 13, 2026 · Advisor changed firm · fact
- James Maxwell Markley left Stephens for Rockefeller Capital Management (registered 2025-12-12)Dec 22, 2025 · Advisor changed firm · fact
- Kerry Ann Mcgauran left Stephens for Rockefeller Capital Management (registered 2025-12-12)Dec 22, 2025 · Advisor changed firm · fact
- James Charles Aughenbaugh left Stephens for Rockefeller Capital Management (registered 2025-12-15)Dec 22, 2025 · Advisor changed firm · fact
- 4 advisors left Stephens (Dallas, TX) for Rockefeller Capital Management on the same dayDec 22, 2025 · Team lift-out · derived
- Kyle Lawson Stouffer left Stephens for Rockefeller Capital Management (registered 2025-12-12)Dec 22, 2025 · Advisor changed firm · fact
- Gregory Charles Sensale left Stephens for Dimensional Fund Advisors Lp (registered 2025-07-25)Jul 17, 2025 · Advisor changed firm · fact
- Seth Anthony Stewart left Stephens for Kingswood Wealth Advisors, Llc (registered 2025-02-14)Feb 27, 2025 · Advisor changed firm · fact
- Robert Eugene Durham left Stephens for Anchyra Partners Llc (registered 2025-06-04)Feb 26, 2025 · Advisor changed firm · fact
- Trevor Cain Crews left Stephens for Raymond James Financial Services Advisors, Inc (registered 2025-01-31)Feb 24, 2025 · Advisor changed firm · fact
- Jessica A Middleton left Stephens for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-02-26)Feb 14, 2025 · Advisor changed firm · fact
- Jenna Nicole Davis left Stephens for Raymond James & Associates, Inc. (registered 2024-12-03)Nov 25, 2024 · Advisor changed firm · fact
- Mark Stephen Trimble left Stephens for Raymond James & Associates, Inc. (registered 2024-10-25)Nov 5, 2024 · Advisor changed firm · fact
- Charles Robert Long left Stephens for Lpl Financial Llc (registered 2024-07-22)Aug 6, 2024 · Advisor changed firm · fact
- Franklin Blake Flemister left Stephens for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-08-21)Jul 19, 2024 · Advisor changed firm · fact
- Henry Willis Bashore left Stephens for Hilltop Securities Inc. (registered 2024-07-12)Jul 19, 2024 · Advisor changed firm · fact
- Connor Wright left Stephens for Red Door Wealth Management, Llc (registered 2026-01-09)Jun 3, 2024 · Advisor changed firm · fact
- Zachary Sokora left Stephens for Raymond James & Associates, Inc. (registered 2024-05-07)May 2, 2024 · Advisor changed firm · fact
- Jonathan Morgan Ricketts left Stephens for The Arkansas Financial Group, Inc. (registered 2024-03-29)Mar 25, 2024 · Advisor changed firm · fact
- Karan Patel left Stephens for Raymond James & Associates, Inc. (registered 2025-08-15)Mar 7, 2024 · Advisor changed firm · fact
- Kimberly Anne Tucker left Stephens for Stephens Investment Management Group, Llc (registered 2023-06-29)Dec 22, 2023 · Advisor changed firm · fact
- Marc Shiels Little left Stephens for Stephens Investment Management Group, Llc (registered 2016-08-15)Dec 22, 2023 · Advisor changed firm · fact
- Frank Patrick White left Stephens for Stephens Investment Management Group, Llc (registered 2005-10-10)Dec 22, 2023 · Advisor changed firm · fact
- John Michael Thornton left Stephens for Stephens Investment Management Group, Llc (registered 2005-09-16)Dec 22, 2023 · Advisor changed firm · fact
- 9 advisors left Stephens (Houston, TX) for Stephens Investment Management Group, LLC on the same dayDec 22, 2023 · Team lift-out · derived
- Patricia Kellaway Ranucci left Stephens for Stephens Investment Management Group, Llc (registered 2005-09-16)Dec 22, 2023 · Advisor changed firm · fact
- Ryan Edward Crane left Stephens for Stephens Investment Management Group, Llc (registered 2005-09-16)Dec 22, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Stephens · Private Equityshared crd · intermediary
- Stephens, Inc. · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/stephens-inc-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- jacksontstephenscup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 501-377-2000reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Stephens is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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