DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- IA · 2,965 advisors
- TX · 1,104 advisors
- PA · 600 advisors · formed 2012
- FL · 212 advisors
- NY · 88 advisors
- IN · 80 advisors
- CA · 67 advisors
- CA · 66 advisors
- NC · 65 advisors
- NY · 61 advisors
- NJ · 56 advisors
- IL · 54 advisors
- GA · 50 advisors
- TX · 44 advisors
- PA · 39 advisors
- FL · 37 advisors
- NC · 36 advisors
- TX · 36 advisors
- MI · 35 advisors
- NY · 31 advisors
- NE · 29 advisors
- NY · 29 advisors · formed 2021
- TN · 27 advisors
- VA · 26 advisors
- B•••••• L••• a•• C••••••• C••••••InsuranceMedicare Supplement, annuity, equity indexed annuity, life, health and LTC insurance productsFL · 24 advisors
- CA · 24 advisors
- OH · 23 advisors
- F••••••• L••Practice brandNY · 21 advisors · formed 2022
- AZ · 20 advisors
- MI · 19 advisors
- MN · 18 advisors
- MA · 18 advisors
- FL · 17 advisors
- DC · 17 advisors
- VA · 17 advisors
- PA · 17 advisors
- CA · 17 advisors
- N••Advisory / wealth firmMN · 16 advisors
- AZ · 16 advisors
- CO · 15 advisors · formed 2024
- F••••••••• C•••••• P•••••••• L••InsuranceInsurance agency; individual life insurance and fixed annuity productsNV · 15 advisors
- CA · 15 advisors
- NE · 15 advisors
- VA · 14 advisors
- FL · 14 advisors
- VT · 14 advisors
- PA · 14 advisors
- F••••••• B•••Lending, banking or benefitsNY · 13 advisors
- AZ · 13 advisors
- FL · 13 advisors
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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