DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
2,078 reviewed
- TX · 12 advisors
- VA · 12 advisors
- NY · 12 advisors · formed 2015
- MO · 12 advisors
- TX · 12 advisors
- MO · 12 advisors
- CA · 12 advisors
- PA · 11 advisors
- MN · 11 advisors
- TN · 11 advisors
- R••••••••• I••••• S•••••• L••Practice brandmarkets to prospective clients for Investment Advisory and Fixed Insurance servicesTN · 11 advisors
- NY · 11 advisors
- NH · 11 advisors
- CT · 11 advisors
- W•••• F•• W•••••Operating companyOnline platform where widows and widowers seek financial education and coachingMN · 11 advisors
- FL · 10 advisors
- CA · 10 advisors
- IN · 10 advisors
- M•••••• I••••••••• A•••••• N••••••• L••Advisory / wealth firmIndependent investment advisor firm (RIA hybrid)CA · 10 advisors
- OH · 10 advisors
- CA · 9 advisors
- NY · 9 advisors · formed 2019
- LA · 9 advisors
- MD · 9 advisors
- AL · 9 advisors
- MD · 9 advisors
- CA · 8 advisors
- C••• W••••• A•••••••Practice brandCA · 8 advisors
- AZ · 8 advisors
- I••••• F•••••••• A•••••••Practice brandFinancial planning and wealth management marketing entity; advisory services offered through Florida Financial AdvisorsFL · 8 advisors
- TN · 8 advisors
- A••••• B••• C••••InsuranceCA · 7 advisors
- NY · 7 advisors
- CO · 7 advisors · formed 2022
- FL · 7 advisors
- NY · 7 advisors · formed 2000
- CA · 7 advisors
- G•••• C••••••Type not statedNY · 7 advisors · formed 2016
- I••••• I•••••••• A••••• S•••••••• L••InsuranceLicensed insurance agency engaged in the sale of fixed insurance productsFL · 7 advisors
- CT · 7 advisors
- CA · 7 advisors
- NY · 7 advisors · formed 1970
- PA · 7 advisors
- SC · 7 advisors
- AZ · 7 advisors
- IA · 6 advisors · formed 2011
- GA · 6 advisors
- F•••• H•••••• A•••••••Practice brandDBA/trade name for LPL Financial investment products and servicesTN · 6 advisors · formed 2013
- F•••• H•••••• A•••••••Practice brandDBA/trade name for LPL Financial investment products and servicesFL · 6 advisors
- F••••••••• f•• F•••••••• P•••••••NonprofitFinancial planning; pro bono financial coaching for recently widowed womenDC · 6 advisors
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.