DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- Ace Electronicz, Inc.Operating companyElectronics distribution (cell phones), online store; later described as personal holding companyNY · 1 advisor · formed 2014
- ACE INVESTMENT COInvestment vehicleND · 1 advisor
- CA · 1 advisor
- NY · 1 advisor · formed 2023
- SD · 1 advisor
- A••••••••Accounting and taxFL · 1 advisor
- AZ · 1 advisor
- KY · 1 advisor
- A••••• F•••••••• A••••••••InsuranceSC · 1 advisor
- NY · 1 advisor · formed 2023
- MN · 1 advisor
- WI · 1 advisor
- MS · 1 advisor
- CA · 1 advisor
- NC · 1 advisor
- WY · 1 advisor
- A••••••••• I••••••••• • F••••• M••••••••• B••••Civic or governmentsets investment standards and contribution rates, selects investment advisersCA · 1 advisor
- MD · 1 advisor
- FL · 1 advisor
- MN · 1 advisor
- FL · 1 advisor
- CO · 1 advisor
- NY · 1 advisor
- A•••••• I••Type not statedNJ · 1 advisor
- MA · 1 advisor
- MA · 1 advisor
- A•••••• A••••••• M••••• a•• R••••••• L•••••••• S•NonprofitBuilding a museum and research library in Palm BeachFL · 1 advisor
- A••• E•••• E••••••••• L••Operating companyCommunity engagement organization; events supporting minority businesses and promoting African cultureFL · 1 advisor
- A••• H••••••• L••Holding companyPersonal investment company holding ownership of JRMK Management LLCNY · 1 advisor
- A•••• C•••••• 4••NonprofitNon-profit fraternal organization promoting Hellenism, education, philanthropy and civic responsibilityFL · 1 advisor
- A• D••• 4•• L••TechnologyUtah-based LLC offering Artificial Intelligence management and services for small businessUT · 1 advisor
- A•••••••••TechnologyAnonymous social media account on AI tools and productivity, monetized via software affiliate referralsCA · 1 advisor
- MS · 1 advisor
- TX · 1 advisor
- TX · 1 advisor
- MO · 1 advisor
- A•• • A•• K••• F•••••••••NonprofitHelps those in need globally with education, clean water, medical and humanitarian assistanceDC · 1 advisor
- UT · 1 advisor
- TX · 1 advisor
- A••••••••• M••••••••• A••••• P•••••••••NonprofitRaises funds for scholarships for college women in the UNM Greek systemNM · 1 advisor
- A•••••• C•••••• A••••••• L••Holding companySingle member entity established for personal tax planningGA · 1 advisor
- TX · 1 advisor
- A•••••••• R•••••••• I•••Accounting and taxMcLean, Virginia firm providing tax compliance, tax advisory and accounting services to individuals and businesses, alongside an affiliated wealth management RIA.VA · 1 advisor
- NY · 1 advisor
- UT · 1 advisor
- WA · 1 advisor
- NY · 1 advisor · formed 2026
- IL · 1 advisor
- A••••• B••••• D••••••Operating companyMakes jewelry and jewelry dishes sold online and wholesale to retail storesFL · 1 advisor
- AR · 1 advisor
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.