DFX Intelligence

Advisors’ outside businesses

Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.

Companies

3,469 reviewed

COXE HOLDINGS LLCInvestment vehicle
IL · 1 advisor
CPI Capital ServicesInvestment vehicle
Fund investing in private companies
NY · 1 advisor
CPP WMBG HoldingsReal estate
Real estate, rental property
VA · 1 advisor
C••••• o• A••••••• M•••••Nonprofit
Art/Culture
NY · 1 advisor
C•••••••••Operating company
Content videos about crafts, books, and drinks
NY · 1 advisor
C••••••• C•••• H••• O••••• A•••••••••Nonprofit
H••• owners association
GA · 1 advisor
C••••••• A••• C•••••••••Nonprofit
TX · 1 advisor
C••••••• C••••• F••••••Operating company
Professional framing business
IN · 1 advisor
C••••••••• K•••Education
Education
NY · 1 advisor · formed 2024
C••••••• R••• P••••••••• L••Investment vehicle
Investor in a Broadway production
NJ · 1 advisor
C•••••••• C••••••••• B•••• o• D••••••••Nonprofit
Board of directors for the homeowners and residents of the C•••••••• condominium building
WA · 1 advisor
C••••• H••••• S••••••• I•••Healthcare
Provides medical services to the community
NY · 1 advisor
C••••• H••••••• F•••••••••Nonprofit
Health care foundation supporting the C••••• Health mission
NY · 1 advisor
C•••• C•••••Real estate
Lessee of property leased from the advisor
TX · 1 advisor
C•••• O••••• B•••••••• L•••Real estate
Commercial office space
MI · 1 advisor
C•••• C••••••••• L••Operating company
Moving company
OK · 1 advisor
C•••••• f•• C•••• F•••••••••Nonprofit
501(c)3 fundraising for medical research into cures for children with life threatening conditions
CA · 1 advisor
C••• P•••••••Construction
The advisor's father's painting business
CO · 1 advisor · formed 2022
C••••••••• L••Operating company
Art/culture
MI · 1 advisor
C• H••••Operating company
Scouting high school basketball players
FL · 1 advisor
C• I••••••••• H•••••••Operating company
Power bar snack marketer
CA · 1 advisor
C••• H••••••• L••Holding company
Holdings for basketball team ownership
OH · 1 advisor
C• D••••••Operating company
Quilting and sewing clothes; makes clothes and craft items.
TX · 1 advisor
C••••• I•• L••Insurance
Independent insurance agency for life, health, Medicare, LTC and annuity products
CT · 1 advisor · formed 2023
C••••• R• L••Real estate
Passive real estate holding LLC, no active operations
CT · 1 advisor · formed 2024
C••••••• C•••••• o• P••• B•••• C•••••Nonprofit
Nurtures, promotes and supports the cultural sector in P••• B•••• C•••••
FL · 1 advisor
C•••• V•••••••Investment vehicle
Health and Wellness Venture Capital
MO · 1 advisor · formed 2024
C•••••••• C••• A••••••• B••••Nonprofit
Provides strategic guidance and philanthropic leadership for Thanksgiving Point's C•••••••• C•••
UT · 1 advisor
C••••• A••• T••• L••Operating company
Family company that will own and manage an auto repair business
FL · 1 advisor
C••• R•••• 7• L•••Agriculture
LLC that owns farmland in California.
CA · 1 advisor
C••• R•••• 9• L••Agriculture
California LLC in agriculture and livestock.
CA · 1 advisor
C••••Nonprofit
Recreation, civic/community
PA · 1 advisor
C• S••••••• A•• R••••••Energy and minerals
Oil and Gas
TX · 1 advisor
C• C•••••••••Consulting
C••••••••• company for wine services
CA · 1 advisor
D• • J• E••••••••• L••Holding company
Established for future holdings; currently holds nothing
TX · 1 advisor
D• a•• D• L•••• L••Agriculture
Agriculture
LA · 1 advisor
D• M• P•••••••••Operating company
P••••••••• business
GA · 1 advisor
D••• S•••••••• S•••••• I•••Operating company
AZ · 1 advisor
D••• L••• R•••• C•••••••Education
Firearms education
AR · 1 advisor
D•• C•••••••• L••Real estate
Rental property
IL · 1 advisor
D•• D••••••••• C••• L••Agriculture
Timber harvesting/sale and farm leasing
NC · 1 advisor
D•• L••• M••••••••• L••Investment vehicle
Holding company owning Silas Mine Management, managing member of Silas Mine Investments pooled vehicle
MS · 1 advisor
D•• R••• E••••• H•••••••• L••Holding company
Holding company for two real estate LLCs including Addicus RP, LLC
MS · 1 advisor
D• B•••••••• L••Operating company
B••••••• instruction for local youth: camps, clinics, individualized instruction
VA · 1 advisor
D•••••• L••Real estate
Real estate
NC · 1 advisor
D••••••• S••••••••Consulting
NJ · 1 advisor
D••••• a•• K•• C•••Real estate
Fraternity alumni corporation managing a student housing property in Boone NC
NC · 1 advisor
D••••• S••••••• L••Type not stated
CA · 1 advisor
D•••••••••Operating company
Athletic training
MT · 1 advisor
D•••••••••Operating company
CA · 1 advisor

The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.

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